Sourcing
Firms
People
Sources
CUNNINGHAM, JAMES, RALPH
C
36
IAR CRD 2465665
·
Industry start 1994-05-05
Identity
Legal name
CUNNINGHAM, JAMES, RALPH
schedule a
CRD
2465665
NPN
—
Career
Previous employments
WELLS FARGO ADVISORS, LLC
2008-01-01
A. G. EDWARDS & SONS, INC.
1994-05-06
▸ Show all (+3)
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Current branches
STONEX SECURITIES INC.
AXIENT INVESTMENT ADVISORS LLC
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Designations
—
Education
—
BrokerCheck signals
Industry start
1994-05-05
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Est. age
54
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Age confidence
—
Est. birth year
1972
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BC active
Yes
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IA active
Yes
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Disclosures
No
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Private residence
No
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Firm affiliations
1
AXIENT INVESTMENT ADVISORS LLC
IAR · Direct Owner · 17.5% ownership
CRD 336722