ROONEY, SEAN, PETER

C49

IAR CRD 2635431·Industry start 1995-10-31

Identity

Legal name

ROONEY, SEAN, PETER

CRD

2635431

NPN

—

Career

Previous employments

OPPENHEIMER & CO. INC.2009-01-16

MAXIM GROUP LLC2002-10-23

Current branches

LPL FINANCIAL LLC

PROSPECT FINANCIAL SERVICES LLC

Designations

—

Education

—

BrokerCheck signals

Industry start

1995-10-31

Est. age

53

Age confidence

—

Est. birth year

1973

BC active

Yes

IA active

Yes

Disclosures

No

Private residence

No

Firm affiliations

1

PROSPECT FINANCIAL SERVICES LLC

IAR · Direct Owner · 62.5% ownership