SourcingSourcing

RICHARD WILLIAM ROKALA

C33
IAR CRD 2646330·Industry start 1997-01-27

Identity

Legal name
RICHARD WILLIAM ROKALA
CRD
2646330
NPN
—

Career

Previous employments
DOUGHERTY & COMPANY LLC2011-10-25
STIFEL, NICOLAUS & COMPANY, INCORPORATED2006-12-06
Current branches
THE OAK RIDGE FINANCIAL SERVICES GROUP, INC.
Designations
—
Education
—

BrokerCheck signals

Industry start
1997-01-27
Est. age
51
Age confidence
—
Est. birth year
1975
BC active
Yes
IA active
No
Disclosures
Yes
Private residence
No

Firm affiliations

1
THE OAK RIDGE FINANCIAL SERVICES GROUP, INC
IAR
CRD 42941