SourcingSourcing

THE OAK RIDGE FINANCIAL SERVICES GROUP, INC

C22
CRD 42941·SEC 801-80809·GOLDEN VALLEY, MN
AUM
$668.6M
$500M-$1B
Est. Revenue
$6.7M
@ 1% on AUM
Est. EBITDA
$2.0M
@ 30% margin
Est. Deal Value
$16.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
THE OAK RIDGE FINANCIAL SERVICES GROUP, INC
CRD
42941
SEC file #
801-80809
EIN
000000000
DBA names
—

Economics

AUM
$668.6M
AUM band
$500M-$1B
AUM trajectory
'20'26
$256.3M → $668.6M▲ +161%
Client mix
Individuals Other836
Individuals High Net Worth158
Charitable Organizations6
Corporations5

Operations

Employees (total)
57
Advisory staff (per ADV)
32
Advisory staff (5-yr trend)
'20'26
30 advisors → 32 advisors▲ +7%
Primary office
GOLDEN VALLEY MN
Branches
—

Custodian & Brokerage

Primary custodian
E*Trademedium confidence
Services offered
Financial planningPortfolio mgmt — individualsSelection of other advisers
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
12/23/2025
ADV-W filed at
—
Website
oakridgefinancial.com

Compliance

Disclosures (firm)
4
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
OAK RIDGE ACQUISITION CORPORATION
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
6
Control Persons
OAK RIDGE ACQUISITION CORPORATION
COWAN, BRANDON JAMES
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
OAKRIDGEFINANCIAL.COM
Rdap Domain Creation Date
2003-02-11T17:24:39Z
Rdap Firm Age Years
23
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
66,680
Form 5500 Compensation Trajectory 3y
202566,680
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
66,680
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0001165842
Edgar Registered
Yes
Edgar Filing Count
12
Edgar First Filing Date
2002-01-22
Edgar Last Filing Date
2025-11-19
Edgar Form D Count
7
Edgar Form D Offerings
2025-11-192025-11-19 · 0001165842-25-000003
2024-08-062024-08-06 · 0001165842-24-000001

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.3432
Soi Zip Pct 200k Plus
0.1482
Soi Zip Returns 200k Plus
2,910
Soi Zip Total AGI
2,525,746
Fdic Zip Total Deposits
60,107,375,000
Fdic Zip Branch Count
269
Fdic Zip Top Banks
Bell Bank
Bridgewater Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (26)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
50
Bc Firm Active IA Count
33
Bc Firm IAR Count
50
Custodian Candidates
Window
E*trade2
Full
E*trade8
Edgar Addresses
Mailing
7800 3RD STR N #600ST. PAUL, MN 55128
Business
7800 3RD STR N #600ST. PAUL, MN 55128
Edgar EIN
000000000
Edgar Recent Filings
D2025-11-19 · 0001165842-25-000003
D2024-08-06 · 0001165842-24-000001
Fdic Zip Branches Raw
Citizens Independent BankSt. Louis Park, MN
Citizens Independent BankSt. Louis Park, MN
Fdic Zip HHI
1617.47
Fdic Zip Top Bank Share Pct
30.6
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-02-11T17:24:39Z
Rdap Domain Last Changed
2026-02-12T17:35:07Z
Rdap Nameservers
Achiel.ns.cloudflare.comAshley.ns.cloudflare.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI37,011
Returns3,240
Stub 2
AGI135,269
Returns3,550
Stub 3
AGI227,691
Returns3,660
Soi Zip Total Business Income
82,528
Soi Zip Total Cap Gains
145,982
Soi Zip Total Dividends
102,529
Soi Zip Total Returns
19,640
Trust Company Affiliate
No

People (50)

50
KING, RUSSELL STUART
IAR · Executive Officer · 2.5%
1703706
RUMBLE, JULIE ANN MACY
IAR · Executive Officer · 2.5%
2643309
COWAN, BRANDON JAMES
IAR · Executive Officer · 2.5%
5404862
EKMAN, JOHN RICHARD
IAR · Executive Officer · 2.5%
1632217
RIP, OLGA
IAR · Executive Officer · 2.5%
5440553
PATRICK ROGER BOVEE
IAR
2360398
HUGH JAMES DILLON
IAR
1618133
JAMES LORRIN MELBY
IAR
1251590
ROBERT BRUCE OVERBY
IAR
1426369
PATRICIA MARY ROMANKO
IAR
3223510
Richard Allen Ryan
IAR
705046
LORI ANN BALE
IAR
4912839
SAVINO JOSEPH RANALLO
IAR
1027393
LARISSA MARIE PETTIT STENTZ
IAR
2785073
RANDY LEE HINES
IAR
1391716
PAULA TESCH OLSON
IAR
1816023
RICHARD WILLIAM ROKALA
IAR
2646330
WILLIAM JAMES SALMEN
IAR
1932383
JON ERVING BERG
IAR
2399821
LAWRENCE THOMAS HAUSKINS
IAR
4531496
STEVEN FRANCIS KITTAY
IAR
730821
DAVID KALLMAN PATON
IAR
1746167
TODD HANTON KENNEDY
IAR
1002060
DOUGLAS EVERETT OLLILA
IAR
1114449
JEFFREY THOMAS RATHMANNER
IAR
2665527
DAVID JAY GOLDENBERG
IAR
2681956
Blake Montgomery Weimer
IAR
6989347
CHARLES GORDON JENSEN
IAR
1699896
PATRICK NEAL LUNDY
IAR
1595203
ROBERT RAYMOND BOUCHER
IAR
1922849
PETER CHRISTOPHER KING
IAR
1418552
DANIEL WAYNE STEFFES
IAR
4209395
JOSEPH PAUL SULLIVAN
IAR
2407266
JOEL STEVEN BOVEE
IAR
1782536
RYAN CHARLES MCENERNEY
IAR
2713356
Samuel Dufault
IAR
7554123
ERLE BEAN SAVAGE
IAR
4480454
Samantha Jean Nelson
IAR
7533641
Derek Scott McCready
IAR
8160186
SCOTT WILLIAM RICKFORD
IAR
2586752
WILLIAM FREDERICK STEINBAUER
IAR
1661440
JAMES DAVID KALLSTROM
IAR
2498681
ROBERT JAY BROOKS
IAR
1585399
CYNTHIA KAY ROST
IAR
1590613
DAVID HAROLD FINCH
IAR
2031060
Hughes, Nolan
IAR
5010510
Danielle Matson
IAR
4140827
Christopher Allen Nelson
IAR
2384935
Amy M Leuma
IAR
4953940
William M Adamson
IAR
6631991