DUFF, GEORGE, ROGER

B51

IAR CRD 2768560·Industry start 1996-08-18

Identity

Legal name

DUFF, GEORGE, ROGER

CRD

2768560

NPN

—

Career

Previous employments

TRIAD ADVISORS LLC2007-06-29

WACHOVIA SECURITIES FINANCIAL NETWORK, LLC2004-05-04

Current branches

DAI SECURITIES, LLC

GRACE CAPITAL MANAGEMENT, LLC

Designations

—

Education

—

BrokerCheck signals

Industry start

1996-08-18

Est. age

52

Age confidence

—

Est. birth year

1974

BC active

Yes

IA active

Yes

Disclosures

Yes

Private residence

No

Firm affiliations

1

GRACE CAPITAL MANAGEMENT, LLC

IAR · Direct Owner · 87.5% ownership