THOMPSON, DAVID, WAYNE

C36

IAR CRD 4440375·Industry start 2005-04-26

Identity

Legal name

THOMPSON, DAVID, WAYNE

CRD

4440375

NPN

—

Career

Previous employments

CETERA ADVISORS LLC2009-04-17

NEW ENGLAND SECURITIES2001-09-26

Current branches

—

Designations

—

Education

—

BrokerCheck signals

Industry start

2005-04-26

Est. age

43

Age confidence

—

Est. birth year

1983

BC active

No

IA active

Yes

Disclosures

No

Private residence

No

Firm affiliations

1

HERITAGE ASSET MANAGEMENT, LLC

IAR · Direct Owner · 87.5% ownership