JAMES CARROLL MCCONNELL

C31

IAR CRD 4679140·Industry start 2003-10-09

Identity

Legal name

JAMES CARROLL MCCONNELL

CRD

4679140

NPN

—

Career

Previous employments

CHASE INVESTMENT SERVICES CORP.2005-07-06

BANC ONE SECURITIES CORPORATION2003-12-03

Current branches

USA FINANCIAL SECURITIES LLC

Designations

—

Education

—

BrokerCheck signals

Industry start

2003-10-09

Est. age

45

Age confidence

high

Est. birth year

1981

BC active

Yes

IA active

No

Disclosures

No

Private residence

No

Firm affiliations

3

USA FINANCIAL SECURITIES LLC

Executive Officer · 2.5% ownership

USA FINANCIAL FORMULAS LLC

Executive Officer · 2.5% ownership

USA FINANCIAL EXCHANGE LLC

Executive Officer · 2.5% ownership