SourcingSourcing

USA FINANCIAL FORMULAS LLC

C32
CRD 139987·SEC 801-67442·ADA, MI
AUM
$534.4M
$500M-$1B
Est. Revenue
$5.3M
@ 1% on AUM
Est. EBITDA
$1.6M
@ 30% margin
Est. Deal Value
$12.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
USA FINANCIAL FORMULAS LLC
CRD
139987
SEC file #
801-67442
EIN
—
DBA names
Usa Financial Formulas Corporation

Economics

AUM
$534.4M
AUM band
$500M-$1B
AUM trajectory
'20'26
$346.2M → $534.4M▲ +54%
Client mix
Individuals Other7,489

Operations

Employees (total)
38
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'20'26
4 advisors → 4 advisors▬ 0%
Primary office
ADA MI
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — businesses
Fee basis
% of AUM

Filings

Latest ADV filing
03/27/2026
ADV-W filed at
—
Website
portformulas.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
USA FINANCIAL LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
7
Control Persons
USA FINANCIAL LLC
BACHERT, WILLIAM, CLAYTON
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
PORTFORMULAS.COM
Rdap Domain Creation Date
2006-02-15T13:22:28Z
Rdap Firm Age Years
20
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (13)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
1
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
E*trade4
Charles Schwab2
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-04-02T03:59:59Z
Rdap Domain Last Changed
2026-04-02T18:01:19Z
Rdap Nameservers
Ns73.domaincontrol.comNs74.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
No

People (6)

6
WALTERS, MICHAEL DAVID
IAR · Executive Officer · 2.5%
2580592
BACHERT, WILLIAM CLAYTON
Executive Officer · 2.5%
4576698
ENDERS, BRENT DAVID
Executive Officer · 2.5%
2858719
MERSMAN, MARK ROBERT
Executive Officer · 2.5%
4702400
THOMASON, DAWN M
Executive Officer · 2.5%
5275125
JAMES CARROLL MCCONNELL
Executive Officer · 2.5%
4679140