Sourcing
Firms
People
Sources
SIMS, STEPHEN, THOMAS
C
10
IAR CRD 5362317
·
Industry start 2019-01-03
Identity
Legal name
SIMS, STEPHEN, THOMAS
schedule a
CRD
5362317
NPN
—
Career
Previous employments
J.P. MORGAN SECURITIES LLC
2016-08-25
HARRIS WILLIAMS & CO.
2009-07-21
▸ Show all (+1)
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Current branches
—
Designations
—
Education
—
BrokerCheck signals
Industry start
2019-01-03
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Est. age
29
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Age confidence
—
Est. birth year
1997
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BC active
No
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IA active
Yes
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Disclosures
No
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Private residence
No
Firm affiliations
1
BRAEMONT CAPITAL MANAGEMENT LLC
IAR · Executive Officer · 2.5% ownership
CRD 314704