Sourcing
Firms
People
Sources
JAMES THOMAS FERRIN
C
13
IAR CRD 5829443
·
Industry start 2015-01-25
Identity
Legal name
JAMES THOMAS FERRIN
brokercheck
CRD
5829443
NPN
—
Career
Previous employments
LPL FINANCIAL LLC
2024-10-15
LPL FINANCIAL LLC
2020-06-17
▸ Show all (+4)
brokercheck
Current branches
PURSHE KAPLAN STERLING INVESTMENTS
ASSET ONE WEALTH MANAGEMENT, LLC
brokercheck
Designations
—
Education
—
BrokerCheck signals
Industry start
2015-01-25
brokercheck
Est. age
33
brokercheck
Age confidence
—
Est. birth year
1993
brokercheck
BC active
Yes
brokercheck
IA active
Yes
brokercheck
Disclosures
No
brokercheck
Private residence
No
brokercheck
Firm affiliations
1
ASSET ONE WEALTH MANAGEMENT, LLC
IAR
CRD 336350