SourcingSourcing

ASSET ONE WEALTH MANAGEMENT, LLC

C27
CRD 336350·SEC 801-132828·BELLEVUE, WA
AUM
$982.5M
$500M-$1B
Est. Revenue
$9.8M
@ 1% on AUM
Est. EBITDA
$2.9M
@ 30% margin
Est. Deal Value
$23.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ASSET ONE WEALTH MANAGEMENT, LLC
CRD
336350
SEC file #
801-132828
EIN
874767992
DBA names
—

Economics

AUM
$982.5M
AUM band
$500M-$1B
AUM trajectory
'25'26
$435.6M → $982.5M▲ +126%
Client mix
Individuals Other888
Individuals High Net Worth282
Charitable Organizations2
Corporations1

Operations

Employees (total)
19
Advisory staff (per ADV)
9
Advisory staff (5-yr trend)
'25'26
7 advisors → 9 advisors▲ +29%
Primary office
BELLEVUE WA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUM

Filings

Latest ADV filing
04/10/2026
ADV-W filed at
—
Website
assetone.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
AOWM VENTURES LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
5
Control Persons
AOWM VENTURES LLC
PETRICIC, DON, J
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
ASSETONE.COM
Rdap Domain Creation Date
1999-05-13T04:08:20Z
Rdap Firm Age Years
27
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002110759
Edgar Registered
Yes
Edgar Filing Count
2
Edgar First Filing Date
2026-02-17
Edgar Last Filing Date
2026-05-13
Edgar 13f Count
2
Edgar 13f Latest AUM Estimate
Filing Date2026-05-13
Accession0002110759-26-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
10
Bc Firm Active IA Count
18
Bc Firm IAR Count
18
Custodian Candidates
Full
E*trade4
Edgar Addresses
Mailing
11201 SE 8TH STREETSUITE 105BELLEVUE, WA 98004
Business
11201 SE 8TH STREETSUITE 105BELLEVUE, WA 98004
Edgar EIN
874767992
Edgar Recent Filings
13F-HR2026-05-13 · 0002110759-26-000002
13F-HR2026-02-17 · 0002110759-26-000001
Fee Schedule
Bracket I54
Bracket Ix25
Bracket Vi11
Bracket Xi7
Bracket Iii1
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-05-13T04:08:54Z
Rdap Domain Last Changed
2026-05-13T13:53:15Z
Rdap Nameservers
Ns57.domaincontrol.comNs58.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
No

People (19)

19
PHILLIPS, ROBERT, THOMAS
IAR · Executive Officer · 2.5%
5257305
PETRICIC, DON, J
IAR · Executive Officer · 2.5%
4446717
Velarde, Austin, Lawrence
IAR · Executive Officer · 2.5%
7649461
Chen, Richard, Leeway
Executive Officer · 2.5%
7292162
Susanna Fraser
IAR
7928488
JAMES ANDREW FERRIN
IAR
1032934
THOMAS ALAN HOFFMAN
IAR
1000278
STEPHEN GEORGE BIERKER
IAR
4822847
BRIAN LEWIS YATES
IAR
2386154
DENISE MARIE PETERSEN
IAR
2016985
TITUS David ALLEN
IAR
4774894
MARCY RAE BIBLER
IAR
4626831
James P Franklin
IAR
7327654
Bradley I Ward
IAR
6223693
RODNEY MICHAEL KRAMP
IAR
2480011
JAMES THOMAS FERRIN
IAR
5829443
Leah N Cook
IAR
7387114
RAFAEL J. YURK
IAR
8030522
Nicole Renee Wagner
IAR
7223326