BATES, ETHAN

C10

IAR CRD 6277565·Industry start 2014-03-06

Identity

Legal name

BATES, ETHAN

CRD

6277565

NPN

—

Career

Previous employments

—

Current branches

—

Designations

—

Education

—

BrokerCheck signals

Industry start

2014-03-06

Est. age

34

Age confidence

—

Est. birth year

1992

BC active

No

IA active

Yes

Disclosures

No

Private residence

No

Firm affiliations

4

SWAN GLOBAL INVESTMENTS, LLC

IAR · Executive Officer · 2.5% ownership

SWAN CAPITAL MANAGEMENT, LLC

Executive Officer · 2.5% ownership

SWAN GLOBAL MANAGEMENT LLC

Executive Officer · 2.5% ownership

SWAN WEALTH ADVISORS, LLC

Executive Officer · 2.5% ownership