Sourcing
Firms
People
Sources
James Swift
C
13
IAR CRD 6460816
·
Industry start 2017-10-07
Identity
Legal name
James Swift
brokercheck
CRD
6460816
NPN
—
Career
Previous employments
KESTRA INVESTMENT SERVICES, LLC
2022-09-12
LPL FINANCIAL LLC
2021-09-16
▸ Show all (+1)
brokercheck
Current branches
LASALLE ST SECURITIES, L.L.C.
THE BALDWIN GROUP WEALTH ADVISORS, LLC
brokercheck
Designations
—
Education
—
BrokerCheck signals
Industry start
2017-10-07
brokercheck
Est. age
31
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Age confidence
—
Est. birth year
1995
brokercheck
BC active
Yes
brokercheck
IA active
Yes
brokercheck
Disclosures
No
brokercheck
Private residence
Yes
brokercheck
Firm affiliations
1
THE BALDWIN GROUP WEALTH ADVISORS, LLC
IAR
CRD 312284