SourcingSourcing

THE BALDWIN GROUP WEALTH ADVISORS, LLC

C27
CRD 312284·SEC 801-120404·TAMPA, FL
AUM
$27.28B
$1B+
Est. Revenue
$272.8M
@ 1% on AUM
Est. EBITDA
$81.8M
@ 30% margin
Est. Deal Value
$654.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
THE BALDWIN GROUP WEALTH ADVISORS, LLC
CRD
312284
SEC file #
801-120404
EIN
—
DBA names
—

Economics

AUM
$27.28B
AUM band
$1B+
AUM trajectory
'22'26
$2.96B → $27.28B▲ +820%
Client mix
Individuals Other834
Pension Profit Sharing Plans528
Corporations431
Individuals High Net Worth337
Insurance Companies2

Operations

Employees (total)
50
Advisory staff (per ADV)
50
Advisory staff (5-yr trend)
'22'26
14 advisors → 50 advisors▲ +257%
Primary office
TAMPA FL
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMHourly chargesFixed feesOther Compensation

Filings

Latest ADV filing
04/01/2026
ADV-W filed at
—
Website
baldwin.com

Compliance

Disclosures (firm)
2
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
THE BALDWIN GROUP FINANCIAL
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
5
Control Persons
THE BALDWIN GROUP FINANCIAL
BALDWIN, TREVOR, LOWRY
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
BALDWIN.COM
Rdap Domain Creation Date
1994-11-08T05:00:00Z
Rdap Firm Age Years
32
Rdap Firm Age Band
20+y
Rdap Registrar
Amazon Registrar, Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
36
Form 5500 Total Compensation
1,617,868
Form 5500 Compensation Trajectory 3y
20251,617,868
Form 5500 Plan Count Trajectory 3y
202536
Schedule C Total Compensation
1,617,868
Schedule C Service Provider Rows
36

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (13)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
21
Bc Firm Active IA Count
46
Bc Firm IAR Count
46
Custodian Candidates
Full
Fidelity4
Lpl Financial4
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-11-07T06:00:00Z
Rdap Domain Last Changed
2026-05-16T11:51:59Z
Rdap Nameservers
Ns-1353.awsdns-41.orgNs-1698.awsdns-20.co.ukNs-416.awsdns-52.comNs-992.awsdns-60.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Trust Company Affiliate
No

People (49)

49
STAUB, CHRISTOPHER, MICHAEL
IAR · Executive Officer · 2.5%
4557066
BALDWIN, TREVOR, LOWRY
Executive Officer · 2.5%
7331091
ESTRADA, LISA, KIM
Executive Officer · 2.5%
4572064
HALE, BRADFORD, LENZIE
Executive Officer · 2.5%
7445599
Mason Reza Ghodsi
IAR
8116995
JOSEPH JAMES HARKNESS
IAR
7744520
Lewis Stewart Evans
IAR
7489684
Charles Gerard Griffith
IAR
7984074
Kimberly Norris
IAR
7844055
Joseph Thomas Alvarez
IAR
7222023
STEPHEN YU
IAR
4635091
Colm Henry Donohue O'Connor
IAR
8234871
KARIN KAMILLE LANGWASSER
IAR
3142733
Richard James Maxwell
IAR
6478064
DARIN GIBSON
IAR
2684870
TAYLOR BOYD
IAR
5435095
DONALD EARL ROBERTS
IAR
5758617
Jack Digney
IAR
6738587
SUNG BIN JOSEPH PARK
IAR
3192524
SINA SOLTANI
IAR
5996230
LAURIE LEE SOWA-WESTWOOD
IAR
6182696
JAMES CHRISTOPHER ANSELMO
IAR
4189453
TODD RUSSELL STAHL
IAR
3207063
Kyle Labeaune
IAR
6732423
RYAN C CALL
IAR
5249909
Alexander Max Kuczera
IAR
7492638
JOHN JOSEPH SOLOMON
IAR
2692371
MICHAEL VICTOR ASSAF
IAR
5542289
KENNETH FRANCIS JEWELL
IAR
2128735
James Maulfair
IAR
4903901
Jake Crici
IAR
7655649
ROBERT HAMILTON HANNAN
IAR
4712542
GARY RAY WILKINS
IAR
2342010
TYLER AUGUSTUS STEWART
IAR
6218774
Thomas John Parzakonis
IAR
4098352
DOMINIQUE MARSHEE PETERSON
IAR
6107081
James Swift
IAR
6460816
ROBERT TRUJILLO
IAR
6052608
Dylan Wilson
IAR
7043507
Aaron Brett Vasquez
IAR
6463239
Eric Friedman
IAR
6060060
Alvin Tan
IAR
7211757
David Tyler Gantz
IAR
7978505
JEFFREY PAUL WARNOCK
IAR
1458833
SEAN WILLIAM HOLLAND
IAR
5374737
Paul J Cook
IAR
2945801
Gregg Fine
IAR
2498791
RYAN ZACK
IAR
7631618
John Edward Wilhoit
IAR
4389692