OAKLEY, JAMES, THEODORE

A76

IAR CRD 813008·Industry start 1975-09-30

Identity

Legal name

OAKLEY, JAMES, THEODORE

CRD

813008

NPN

—

Career

Previous employments

DAIN RAUSCHER INCORPORATED1998-03-02

DAIN RAUSCHER INCORPORATED1998-01-02

Current branches

HERNDON PLANT OAKLEY, LTD.

OXBOW ADVISORS, LLC

Designations

—

Education

—

BrokerCheck signals

Industry start

1975-09-30

Est. age

73

Age confidence

—

Est. birth year

1953

BC active

Yes

IA active

Yes

Disclosures

Yes

Private residence

No

Firm affiliations

1

OXBOW ADVISORS, LLC

IAR · Direct Owner · 62.5% ownership