| B64 | TAVERIK CAPITAL, LLC CRD 156594 | SC | $97.5M | 2 | Charles Schwab→ |
| B62 | ATHENAINVEST ADVISORS LLC CRD 146224 | CO | $80.4M | 4 | Charles Schwab→ |
| B62 | SYNERGY CAPITAL OF COLORADO LLC CRD 334117 | CO | $98.8M | 2 | Fidelity→ |
| B60 | WORLD CAPITAL ADVISORS, LLC CRD 135941 | CO | $72.0M | 3 | E*Trade→ |
| B55 | NOVUS ADVISORS, LLC CRD 157908 | SC | $91.3M | 3 | Charles Schwab→ |
| B51 | INVESTMENT RESEARCH CORP CRD 108208 | CO | $76.3M | 17 | E*Trade→ |
| C50 | SWAN WEALTH ADVISORS, LLC CRD 292755 | CO | $98.0M | — | Pershing→ |
| C43 | LEH II MANAGEMENT LLC CRD 328785 | CO | $93.1M | — | E*Trade→ |
| C40 | BLUE SKY ASSET MANAGEMENT, LLC CRD 167686 | CO | $98.6M | 1 | E*Trade→ |
| C40 | BZ WEALTH ADVISORS, LLC CRD 335978 | CO | $26.0M | 1 | Charles Schwab→ |
| C38 | BEST LIFE INFINITY, LLC CRD 319232 | CO | $48.2M | 6 | E*Trade→ |
| C38 | MODERN CAPITAL MANAGEMENT, CO. CRD 306631 | SC | $90.7M | 5 | Charles Schwab→ |
| C36 | KELLY STRATEGIC MANAGEMENT, LLC CRD 315259 | CO | $81.7M | — | E*Trade→ |
| C34 | ISRAEL INVESTMENT ADVISORS, LLC CRD 153952 | CO | $96.3M | 23 | Charles Schwab→ |
| C33 | MEKETA CAPITAL, LLC CRD 328303 | CO | $83.0M | 2 | E*Trade→ |
| C15 | TIFIN GIVE INC. CRD 313261 | CO | $30.9M | — | Charles Schwab→ |
