SourcingSourcing

ATHENAINVEST ADVISORS LLC

B62
CRD 146224·SEC 801-69258·GREENWOOD VILLAGE, CO
AUM
$80.4M
$25M-$100M
Est. Revenue
$804K
@ 1% on AUM
Est. EBITDA
$241K
@ 30% margin
Est. Deal Value
$1.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ATHENAINVEST ADVISORS LLC
CRD
146224
SEC file #
801-69258
EIN
452419231
DBA names
—

Economics

AUM
$80.4M
AUM band
$25M-$100M
AUM trajectory
'20'26
$107.9M → $80.4M▼ -25%
Client mix
Individuals High Net Worth10
Individuals Other10
Other Investment Advisers2
Investment Companies1

Operations

Employees (total)
5
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
6 advisors → 3 advisors▼ -50%
Primary office
GREENWOOD VILLAGE CO
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — investment companies
Fee basis
% of AUM

Filings

Latest ADV filing
03/31/2025
ADV-W filed at
—
Website
x.com/athenainvest

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ATHENAINVEST, INC.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
3
Control Persons
ATHENAINVEST, INC.
HOWARD, CHARLES, THOMAS
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:athenainvest.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001677501
Edgar Registered
Yes
Edgar Filing Count
29
Edgar First Filing Date
2019-11-13
Edgar Last Filing Date
2026-04-30
Edgar 13f Count
27
Edgar 13f Latest AUM Estimate
Filing Date2026-04-30
Accession0001677501-26-000005

Compliance & brand

Firm Registration Status
active

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Charles Schwab6
E*trade4
Axos Advisor Services2
Edgar Addresses
Mailing
384 MAIN STREETCHESTER, NJ 07930
Business
384 MAIN STREETCHESTER, NJ 07930
Edgar EIN
452419231
Edgar Recent Filings
13F-HR2026-04-30 · 0001677501-26-000005
13F-HR2026-01-22 · 0001677501-26-000002
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
No

People (4)

4
HOWARD, CHARLES, THOMAS
IAR · Direct Owner · 37.5%
5493021
HOWARD, ANDREW, CHARLES
IAR · Direct Owner · 7.5%
5583741
DAVID JOSEPH STOCK
IAR
5189740
LAMBERT CADWALADER BUNKER
IAR
2640621