SourcingSourcing

SYNERGY CAPITAL OF COLORADO LLC

B62
CRD 334117·SEC 801-132021·FORT COLLINS, CO
AUM
$98.8M
$25M-$100M
Est. Revenue
$988K
@ 1% on AUM
Est. EBITDA
$296K
@ 30% margin
Est. Deal Value
$2.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SYNERGY CAPITAL OF COLORADO LLC
CRD
334117
SEC file #
801-132021
EIN
—
DBA names
Synergy Capital

Economics

AUM
$98.8M
AUM band
$25M-$100M
AUM trajectory
'25'26
$102.2M → $98.8M▼ -3%
Client mix
Individuals High Net Worth40
Individuals Other32
State Or Municipal Govt2

Operations

Employees (total)
2
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'25'26
2 advisors → 1 advisors▼ -50%
Primary office
FORT COLLINS CO
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
02/26/2026
ADV-W filed at
—
Website
synergy-colorado.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
WARNE, MICHAEL, K
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
WARNE, MICHAEL, K
Powell-Warne, Tracy
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
SYNERGY-COLORADO.COM
Rdap Domain Creation Date
2023-11-21T22:56:42Z
Rdap Firm Age Years
3
Rdap Firm Age Band
<5y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.1775
Soi Zip Pct 200k Plus
0.0552
Soi Zip Returns 200k Plus
780
Soi Zip Total AGI
965,978
Fdic Zip Total Deposits
31,011,239,000
Fdic Zip Branch Count
205
Fdic Zip Top Banks
First National Bank of Omaha
First National Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Fidelity4
E*trade4
Fdic Zip Branches Raw
Key Bank of ColoradoFort Collins, CO
Key Bank of ColoradoFort Collins, CO
Fdic Zip HHI
3578.43
Fdic Zip Top Bank Share Pct
51.8
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-11-21T22:56:42Z
Rdap Domain Last Changed
2025-11-11T22:19:37Z
Rdap Nameservers
Ns37.domaincontrol.comNs38.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI59,967
Returns4,800
Stub 2
AGI141,643
Returns3,860
Stub 3
AGI116,010
Returns1,910
Soi Zip Total Business Income
33,439
Soi Zip Total Cap Gains
64,115
Soi Zip Total Dividends
24,513
Soi Zip Total Returns
14,140
Top Owner CRD
4596780
Trust Company Affiliate
No

People (3)

3
WARNE, MICHAEL, K
IAR · Direct Owner · 87.5%
4596780
Powell-Warne, Tracy
Direct Owner · 7.5%
7852156
Angela CHRISTIE Hemmes
IAR
4469647