| C42 | Q3 ASSET MANAGEMENT CORPORATION CRD 137839 | MI | $794.7M | 9 | E*Trade→ |
| C38 | MCMILLAN OFFICE, INC. CRD 157836 | MI | $913.7M | — | E*Trade→ |
| C37 | FIELDVIEW CAPITAL MANAGEMENT, LLC CRD 332308 | MI | $712.5M | — | E*Trade→ |
| C35 | ALIDADE CAPITAL, LLC CRD 165341 | MI | $564.9M | 2 | E*Trade→ |
| C34 | CRANBROOK WEALTH MANAGEMENT, LLC CRD 132058 | MI | $906.8M | 5 | E*Trade→ |
| C32 | WESTWARD INVESTMENT ADVISORY, LLC CRD 281742 | KS | $571.5M | 3 | E*Trade→ |
| C32 | USA FINANCIAL FORMULAS LLC CRD 139987 | MI | $534.4M | 1 | E*Trade→ |
| C29 | SPEYSIDE EQUITY ADVISERS LLC CRD 325765 | MI | $811.4M | — | E*Trade→ |
| C29 | SUNFLOWER WEALTH ADVISORS LLC CRD 269963 | KS | $812.8M | 3 | E*Trade→ |
| C26 | STRENGTH CAPITAL PARTNERS, LLC CRD 134320 | MI | $528.0M | — | E*Trade→ |
| C26 | PHD CONSULTING LLC CRD 304989 | KS | $506.2M | 1 | E*Trade→ |
| C24 | CARLSON & COMPANY FINANCIAL SERVICES, LLC CRD 295907 | KS | $632.2M | 10 | E*Trade→ |
| C24 | TRP CAPITAL ADVISORS V, LLC CRD 306604 | MI | $691.0M | — | E*Trade→ |
| C22 | OLD MISSION INVESTMENT COMPANY, LLC CRD 140381 | MI | $929.0M | 8 | E*Trade→ |
| C19 | SGH WEALTH MANAGEMENT CRD 284067 | MI | $561.8M | 5 | E*Trade→ |
