SourcingSourcing

WESTWARD INVESTMENT ADVISORY, LLC

C32
CRD 281742·SEC 801-118800·MISSION, KS
AUM
$571.5M
$500M-$1B
Est. Revenue
$5.7M
@ 1% on AUM
Est. EBITDA
$1.7M
@ 30% margin
Est. Deal Value
$13.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
WESTWARD INVESTMENT ADVISORY, LLC
CRD
281742
SEC file #
801-118800
EIN
—
DBA names
Westward Investment Advisory

Economics

AUM
$571.5M
AUM band
$500M-$1B
AUM trajectory
'21'26
$115.5M → $571.5M▲ +395%
Client mix
Individuals High Net Worth9
Individuals Other7
Corporations3
Charitable Organizations1

Operations

Employees (total)
5
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'21'26
3 advisors → 3 advisors▬ 0%
Primary office
MISSION KS
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesSelection of other advisers
Fee basis
% of AUMHourly chargesFixed feesOther Compensation

Filings

Latest ADV filing
03/23/2026
ADV-W filed at
—
Website
westwardinvestment.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
MCLINEY, CASEY, PATRICK
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
MCLINEY, CASEY, PATRICK
HOLCOMB, JAMES, MICHAEL
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
WESTWARDINVESTMENT.COM
Rdap Domain Creation Date
2015-11-23T19:41:18Z
Rdap Firm Age Years
11
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
E*trade4
Morgan Stanley3
Firm Has Custody
No
Mailing Office Differs
Yes
Rdap Domain Expiration Date
2027-11-23T19:41:18Z
Rdap Domain Last Changed
2024-11-24T16:16:33Z
Rdap Nameservers
Ns29.domaincontrol.comNs30.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
4587856
Trust Company Affiliate
No

People (4)

4
CASEY PATRICK MCLINEY
Direct Owner · 62.5%
4587856
HOLCOMB, JAMES, MICHAEL
IAR · Direct Owner · 37.5%
2200239
Dale R Pfeifer
IAR
2460854
RYAN PHILLIP MCLAUGHLIN
IAR
6040356