| B57 | 1787FP INVESTMENT SERVICES, LLC CRD 328273 | VA | $9.1M | — | E*Trade→ |
| C45 | TRADERS A.I., INC. CRD 331700 | VA | $774K | — | E*Trade→ |
| C40 | BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY I, LLC CRD 269982 | WI | $22.4M | — | E*Trade→ |
| C39 | C4M GLOBAL ADVISORS LLC CRD 326942 | VA | $16.3M | — | E*Trade→ |
| C38 | HARVEST APP LLC CRD 338019 | VA | $0 | 1 | E*Trade→ |
| C35 | COAST ADVISORY LLC CRD 340229 | WI | $0 | 1 | E*Trade→ |
| C34 | BAIRD VENTURE PARTNERS MANAGEMENT COMPANY III, LLC CRD 145166 | WI | $1.3M | — | E*Trade→ |
| C34 | EDWIN T. BURTON, INC. CRD 293796 | VA | $0 | — | E*Trade→ |
| C33 | LEGACY WEALTH ADVISOR LLC CRD 334697 | VA | $0 | — | E*Trade→ |
| C32 | FRANCIS LLC CRD 130687 | WI | $0 | 17 | E*Trade→ |
| C32 | RESPOND.COM, INC. CRD 321249 | VA | $0 | — | E*Trade→ |
| C31 | CMG WEALTH ADVISORS LLC CRD 340600 | WI | $0 | — | E*Trade→ |
| C30 | ISECTORS, LLC CRD 147589 | WI | $0 | 2 | E*Trade→ |
| C22 | RETIREMENT RESEARCHER, LLC CRD 297379 | VA | $0 | 2 | E*Trade→ |
| C20 | SIMA RETIREMENT SOLUTIONS, LLC CRD 286030 | VA | $0 | 5 | E*Trade→ |
| C15 | NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC CRD 2881 | WI | $0 | 50 | E*Trade→ |
| C13 | ETF MODEL SOLUTIONS, LLC CRD 168410 | WI | $18.1M | 10 | E*Trade→ |
