SourcingSourcing

SIMA RETIREMENT SOLUTIONS, LLC

C20
CRD 286030·SEC 801-131493·NORTH CHESTERFIELD, VA
AUM
$0
<$25M
Est. Revenue
$0
@ 1% on AUM
Est. EBITDA
$0
@ 30% margin
Est. Deal Value
$0
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SIMA RETIREMENT SOLUTIONS, LLC
CRD
286030
SEC file #
801-131493
EIN
—
DBA names
—

Economics

AUM
$0
AUM band
<$25M
AUM trajectory
—
Client mix
—

Operations

Employees (total)
6
Advisory staff (per ADV)
6
Advisory staff (5-yr trend)
'25'26
5 advisors → 6 advisors▲ +20%
Primary office
NORTH CHESTERFIELD VA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Pension consulting
Fee basis
Hourly chargesOther Compensation

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
simafinancialgroup.com/solutions/retirement

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SIMA FINANCIAL GROUP, INC.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
2
Control Persons
SIMA FINANCIAL GROUP, INC.
JONES, MARK, ALLEN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
SIMAFINANCIALGROUP.COM
Rdap Domain Creation Date
2011-01-12T17:51:01Z
Rdap Firm Age Years
15
Rdap Firm Age Band
10-20y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
2
Form 5500 Total Compensation
72,572
Form 5500 Compensation Trajectory 3y
202572,572
Form 5500 Plan Count Trajectory 3y
20252
Schedule C Total Compensation
72,572
Schedule C Service Provider Rows
2

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (13)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
5
Bc Firm IAR Count
5
Custodian Candidates
Full
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-01-12T17:51:01Z
Rdap Domain Last Changed
2025-04-27T12:39:04Z
Rdap Nameservers
Ns1.siteground.netNs2.siteground.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Trust Company Affiliate
No

People (5)

5
JONES, MARK, ALLEN
IAR · Executive Officer · 2.5%
2952463
HEATHER Anne VOIGHT
IAR
6708997
BETZ, JENNIFER, MONAHAN
IAR
5153751
Shengyi Mao
IAR
7833568
Colton Allen Jones
IAR
7971607