ETF MODEL SOLUTIONS, LLC

C13
CRD 168410·SEC 801-80785·APPLETON, WI
AUM
$18.1M
<$25M
Est. Revenue
$181K
@ 1% on AUM
Est. EBITDA
$54K
@ 30% margin
Est. Deal Value
$435K
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ETF MODEL SOLUTIONS, LLC
CRD
168410
SEC file #
801-80785
EIN
DBA names

Economics

AUM
$18.1M
AUM band
<$25M
AUM trajectory
'20'26
$8.0M → $18.1M▲ +127%
Client mix
Individuals Other93
Individuals High Net Worth12
Pension Profit Sharing Plans2
Other Investment Advisers1

Operations

Employees (total)
14
Advisory staff (per ADV)
10
Advisory staff (5-yr trend)
'20'26
6 advisors → 10 advisors▲ +67%
Primary office
APPLETON WI
Branches

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — businessesPension consultingOther Advisory Services
Fee basis
% of AUMOther Compensation

Filings

Latest ADV filing
03/31/2026
ADV-W filed at

Compliance

Disclosures (firm)
0
Trademark
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
0913, LLC
Top Owner Pct
17.5
Top Owner Entity Kind
DE
Owner Count
10
Control Persons
0913, LLC
LARRY L. RICE AND NANCY E. RICE
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
ALPHA-MAVEN.COM
Rdap Domain Creation Date
2020-03-28T21:29:58Z
Rdap Firm Age Years
6
Rdap Firm Age Band
5-10y
Rdap Registrar
Cloudflare, Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (13)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
10
Bc Firm IAR Count
10
Custodian Candidates
Full
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-03-28T21:29:58Z
Rdap Domain Last Changed
2026-02-26T04:07:49Z
Rdap Nameservers
Abby.ns.cloudflare.comDrew.ns.cloudflare.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Trust Company Affiliate
No