| C44 | GRITSTONE ASSET MANAGEMENT LLC CRD 298500 | MD | $114.9M | 3 | Pershing→ |
| C43 | NEPSIS, INC. CRD 141203 | MN | $344.5M | 14 | Pershing→ |
| C42 | PSC CAPITAL PARTNERS LLC CRD 165620 | MN | $240.8M | — | Pershing→ |
| C42 | ESTUARY CAPITAL MANAGEMENT LP CRD 323379 | MN | $853.9M | — | Goldman Sachs→ |
| C42 | HARBOR INVESTMENT ADVISORY, LLC CRD 151085 | MD | $6.87B | 32 | Pershing→ |
| C40 | SOAPSTONE MANAGEMENT L.P. CRD 162936 | MD | $610.1M | — | Pershing→ |
| C37 | ROCK SPRINGS CAPITAL MANAGEMENT LP CRD 168648 | MD | $2.43B | — | Goldman Sachs→ |
| C37 | X CUBED CAPITAL MANAGEMENT LLC CRD 313966 | MN | $184.0M | — | Goldman Sachs→ |
| C34 | STAIRWAY PARTNERS, LLC CRD 133157 | MN | $2.36B | 4 | Pershing→ |
| C32 | EHLERS INVESTMENT PARTNERS, LLC CRD 146385 | MN | $3.17B | 6 | Pershing→ |
| C32 | STRONG TOWER ADVISORY SERVICES LLC CRD 315106 | MN | $759.2M | 7 | Pershing→ |
| C29 | WHITEBOX ADVISORS LLC CRD 121995 | MN | $15.74B | 1 | Goldman Sachs→ |
| C24 | CAMPBELL & COMPANY INVESTMENT ADVISER LLC CRD 134332 | MD | $4.34B | — | Goldman Sachs→ |
| C23 | PATIENT CAPITAL MANAGEMENT, LLC CRD 307336 | MD | $2.50B | — | Goldman Sachs→ |
| C22 | WALLEYE CAPITAL LLC CRD 161413 | MN | $52.11B | — | Goldman Sachs→ |
| C22 | DURABLE CAPITAL PARTNERS LP CRD 305221 | MD | $17.59B | — | Goldman Sachs→ |
| C20 | NORTHLAND SECURITIES, INC. CRD 40258 | MN | $405.5M | 50 | Pershing→ |
| C17 | HULL STREET ENERGY, LLC CRD 291881 | MD | $4.57B | — | Goldman Sachs→ |
| C16 | MIDWEST FINANCIAL PARTNERS INVESTMENTS, INC. CRD 173790 | MN | $1.52B | 9 | Pershing→ |
| C12 | DEEPWATER ASSET MANAGEMENT, LLC CRD 316507 | MN | $626.7M | 2 | Pershing→ |
| C11 | WOODBURY FINANCIAL SERVICES, INC. CRD 421 | MN | — | — | Pershing→ |
