HARBOR INVESTMENT ADVISORY, LLC

CRD

151085

SEC file #

801-70893

EIN

—

DBA names

—

Economics

AUM

$6.87B

AUM band

$1B+

AUM trajectory

'20 · $2.35B

'21 · $2.82B

'22 · $3.70B

'23 · $4.66B

'25 · $6.00B

'26 · $6.87B

'20'26

$2.35B → $6.87B▲ +193%

sec adv history

Client mix

Individuals High Net Worth	2,036
Individuals Other	1,321
Charitable Organizations	80
Pension Profit Sharing Plans	75
Corporations	28

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'20 · 27 advisors

'21 · 27 advisors

'22 · 27 advisors

'23 · 28 advisors

'25 · 28 advisors

'26 · 30 advisors

'20'26

27 advisors → 30 advisors▲ +11%

sec adv history

Primary office

LUTHERVILLE MD

Branches

—

Custodian & Brokerage

Primary custodian

Pershinglow confidence

adv brochure

Services offered

Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting

Fee basis

% of AUMHourly chargesFixed fees

Filings

Latest ADV filing

03/27/2026

linkedin.com/company/harbor-investment-advisory-llc(social)

ADV-W filed at

—

Website

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

HARBOR INVESTMENT MANAGEMENT, LLC

Top Owner Pct

87.5

Top Owner Entity Kind

Owner Count

Control Persons

HARBOR INVESTMENT MANAGEMENT, LLC

BLACK, ROBERT WILMER III

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

fallback_guess:harbor.com

rdap

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

Yes

Form 5500 Plan Count

Form 5500 Total Compensation

874,904

Form 5500 Compensation Trajectory 3y

2025	814,904
2026	60,000

Form 5500 Plan Count Trajectory 3y

2025	16
2026	1

Schedule C Total Compensation

874,904

Schedule C Service Provider Rows

SEC EDGAR

Edgar Cik

0001227265

Edgar Registered

Yes

Edgar Filing Count

333

Edgar First Filing Date

1999-04-01

Edgar Last Filing Date

2026-05-12

Edgar Form D Count

Edgar Form D Offerings

2025-08-082025-08-08 · 0000899140-25-000897

2024-11-212024-11-21 · 0001227265-24-000001

Edgar Xbrl Assets Latest

Value Usd238,832,688

Fiscal Year End2025-12-31

Edgar Sic Description

Commodity Contracts Brokers & Dealers

Edgar Former Names

ORION FUTURES FUND LP

CITIGROUP ORION FUTURES FUND LP

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

Pershing	4
E*trade	4

adv brochure

Edgar Addresses

Mailing

C/O CERES MANAGED FUTURES LLC1585 BROADWAYNEW YORK, NY 10036

Business

C/O CERES MANAGED FUTURES LLC1585 BROADWAYNEW YORK, NY 10036

Edgar EIN

223644546

Edgar Recent Filings

10-Q2026-05-12 · 0001193125-26-218599

10-K2026-03-20 · 0001193125-26-117264

Edgar Sic

6221

Firm Has Custody

Yes

Mailing Office Differs

Trust Company Affiliate

SCHADTY, WILLIAM CHRISTOPHER

People (32)

2857651

BLACK, ROBERT WILMER III

1497429

DEAN, RAYMOND PATRICK

2420032

HILL, FRED CREGAN JR

1639919

Jessie Lake Willinghan

7259574

KATRINA MARYA KUNKLER

GEOFFREY PHILIPP BURROUGHS

1982707

Daniel Lawrence Baker

6970624

Jonathan Michael Osmun

7595735

CHAMPE SEABURY ANDREWS

2295654

GREGORY EDWARD PARANZINO

R. MATTHEW WILLIAMS NOVAK

2467850

ANDREW WILLIAM SULLIVAN

EMILY REYNOLDS Allison

JENNIFER LOWE WINSLOW

4818888

ARTHUR PATRICK BOYKIN