SourcingSourcing

ESTUARY CAPITAL MANAGEMENT LP

C42
CRD 323379·SEC 801-127043·WAYZATA, MN
AUM
$853.9M
$500M-$1B
Est. Revenue
$8.5M
@ 1% on AUM
Est. EBITDA
$2.6M
@ 30% margin
Est. Deal Value
$20.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ESTUARY CAPITAL MANAGEMENT LP
CRD
323379
SEC file #
801-127043
EIN
873347881
DBA names
—

Economics

AUM
$853.9M
AUM band
$500M-$1B
AUM trajectory
'25'26
$865.5M → $853.9M▼ -1%
Client mix
Pooled Investment Vehicles3

Operations

Employees (total)
13
Advisory staff (per ADV)
13
Advisory staff (5-yr trend)
'23'26
11 advisors → 13 advisors▲ +18%
Primary office
WAYZATA MN
Branches
—

Custodian & Brokerage

Primary custodian
Goldman Sachslow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/24/2026
ADV-W filed at
—
Website
linkedin.com/company/estuary-capital(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
WARFORD, ANDREW, H.
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
4
Control Persons
WARFORD, ANDREW, H.
ANNECCHINO, JEFFREY, A
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:estuary.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001965005
Edgar Registered
Yes
Edgar Filing Count
11
Edgar First Filing Date
2024-02-14
Edgar Last Filing Date
2026-05-15
Edgar 13f Count
10
Edgar 13f Latest AUM Estimate
Filing Date2026-05-15
Accession0001965005-26-000004

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Goldman Sachs6
Morgan Stanley6
E*trade4
Fidelity3
Jpmorgan3
Edgar Addresses
Mailing
308 WALKER AVENUE SOUTHWAYZATA, MN 55391
Business
308 WALKER AVENUE SOUTHWAYZATA, MN 55391
Edgar EIN
873347881
Edgar Recent Filings
13F-HR2026-05-15 · 0001965005-26-000004
13F-HR2026-02-17 · 0001965005-26-000002
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
6179664
Trust Company Affiliate
Yes

People (3)

3
WARFORD, ANDREW, H.
Direct Owner · 87.5%
6179664
ANNECCHINO, JEFFREY, A
Executive Officer · 2.5%
1316713
Mangelsen, Margaret, Q
Executive Officer · 2.5%
4613464