| A65 | BLUE GRANITE CAPITAL, LLC CRD 125607 | SC | $108.8M | 3 | Pershing→ |
| B64 | HANOVER ADVISORS, INC CRD 119655 | SC | $354.9M | 3 | Pershing→ |
| B55 | SKYLANDS CAPITAL, LLC CRD 131183 | WI | $746.5M | 2 | Goldman Sachs→ |
| B54 | NORRIS FINANCIAL GROUP, LLC CRD 129422 | SC | $353.0M | 3 | Pershing→ |
| C48 | RAMIAH INVESTMENT GROUP, INC. CRD 130919 | WI | $283.3M | 4 | Pershing→ |
| C46 | VIMA, LLC CRD 148833 | MI | $229.5M | 12 | Pershing→ |
| C45 | J.W. KORTH & COMPANY, LIMITED PARTNERSHIP CRD 26455 | MI | $228.7M | 17 | Pershing→ |
| C41 | POINTE CAPITAL MANAGEMENT LLC CRD 152520 | MI | $452.3M | 6 | Pershing→ |
| C41 | BREACH INLET CAPITAL MANAGEMENT, LLC CRD 282056 | SC | $227.7M | 1 | Goldman Sachs→ |
| C40 | THE NEMES RUSH GROUP, LLC CRD 312554 | MI | $1.62B | 8 | Pershing→ |
| C36 | USA FINANCIAL SECURITIES LLC CRD 103857 | MI | $296.5M | 50 | Pershing→ |
| C33 | GUIDESTREAM FINANCIAL, INC. CRD 150890 | MI | $263.5M | 5 | Pershing→ |
| C30 | SCHECHTER PRIVATE CAPITAL, LLC CRD 289491 | MI | $171.7M | — | Pershing→ |
| C28 | BLACK MAPLE CAPITAL MANAGEMENT LP CRD 168385 | WI | $352.9M | — | Goldman Sachs→ |
| C28 | LEVERTY FINANCIAL GROUP, LLC CRD 310258 | WI | $676.8M | 6 | Pershing→ |
| C27 | WELL DONE, LLC CRD 173736 | MI | $2.00B | 20 | Pershing→ |
| C24 | GLOBAL FRONTIER INVESTMENTS, LLC CRD 160105 | SC | $682.0M | — | Goldman Sachs→ |
| C24 | RETIREMENT INCOME SOLUTIONS, INC. CRD 110145 | MI | $2.97B | 16 | Pershing→ |
| C23 | ORGEL WEALTH MANAGEMENT, LLC CRD 168219 | WI | $9.55B | 30 | Pershing→ |
