| B59 | NANTUCKET MULTI MANAGERS, LLC CRD 129024 | MI | $260.2M | — | LPL Financial→ |
| B52 | ADVOCATE INVESTING SERVICES, LLC CRD 273035 | MD | $186.6M | 5 | LPL Financial→ |
| B52 | MORMAN, KAPLAN, BRILLIANT AND FRANSKO, LLC CRD 284251 | MI | $162.7M | 6 | LPL Financial→ |
| B51 | HARBORFRONT FINANCIAL LLC CRD 331763 | MI | $149.0M | 4 | LPL Financial→ |
| B51 | HERGENROEDER FINANCIAL ADVISORS, INC. CRD 121278 | MD | $304.5M | 4 | LPL Financial→ |
| C44 | TRUE BLUE FINANCIAL, LLC CRD 310841 | MI | $271.5M | 4 | LPL Financial→ |
| C41 | SFG WEALTH MANAGEMENT, LLC CRD 285785 | MD | $760.2M | 9 | LPL Financial→ |
| C38 | RENAISSANCE VENTURE CAPITAL MANAGEMENT, INC. CRD 162268 | MI | $292.7M | — | JPMorgan→ |
| C37 | LASALLE INVESTMENT MANAGEMENT SECURITIES, LLC CRD 111179 | MD | $3.33B | — | JPMorgan→ |
| C36 | 626 FINANCIAL, LLC CRD 306474 | MI | $379.6M | 5 | LPL Financial→ |
| C36 | RED OAK FINANCIAL GROUP, LLC CRD 166912 | MD | $1.04B | 7 | LPL Financial→ |
| C36 | ADE, LLC CRD 168345 | MD | $447.5M | 6 | LPL Financial→ |
| C35 | MELONE PRIVATE WEALTH, LLC CRD 311638 | MI | $313.2M | 2 | LPL Financial→ |
| C34 | WILLIAMS & ASSOCIATES, INC. CRD 338196 | MD | $0 | 6 | LPL Financial→ |
| C33 | ALBION RIVER MANAGEMENT LLC CRD 322098 | MD | $2.06B | — | JPMorgan→ |
| C29 | BLOOMFIELD CAPITAL HOLDINGS, LLC CRD 169198 | MI | $465.7M | — | JPMorgan→ |
| C25 | FCP FUND MANAGER, L.P. CRD 161468 | MD | $3.48B | — | JPMorgan→ |
| C22 | T. ROWE PRICE ASSOCIATES, INC. CRD 105496 | MD | $2196.45B | 50 | JPMorgan→ |
| C22 | JMI MANAGEMENT, L.P. CRD 158344 | MD | $13.58B | — | JPMorgan→ |
| C22 | ARTEMIS REAL ESTATE PARTNERS, LLC CRD 160668 | MD | $11.42B | — | JPMorgan→ |
| C17 | ARLINGTON MANAGEMENT EMPLOYEES, LLC CRD 160265 | MD | $18.19B | — | JPMorgan→ |
