SourcingSourcing

ADE, LLC

C36
CRD 168345·SEC 801-106631·BALTIMORE, MD
AUM
$447.5M
$100M-$500M
Est. Revenue
$4.5M
@ 1% on AUM
Est. EBITDA
$1.3M
@ 30% margin
Est. Deal Value
$10.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ADE, LLC
CRD
168345
SEC file #
801-106631
EIN
813616267
DBA names
Armstrong Dixon

Economics

AUM
$447.5M
AUM band
$100M-$500M
AUM trajectory
'20'26
$183.3M → $447.5M▲ +144%
Client mix
Individuals High Net Worth158
Individuals Other132
Corporations4

Operations

Employees (total)
9
Advisory staff (per ADV)
6
Advisory staff (5-yr trend)
'20'26
8 advisors → 6 advisors▼ -25%
Primary office
BALTIMORE MD
Branches
—

Custodian & Brokerage

Primary custodian
LPL Financiallow confidence
Services offered
Financial planningPortfolio mgmt — individualsSelection of other advisers
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
armstrongdixon.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ARMSTRONG, GREGORY, PAUL
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
ARMSTRONG, GREGORY, PAUL
BRESLIN, HUGH, JOSEPH
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
ARMSTRONGDIXON.COM
Rdap Domain Creation Date
2013-07-22T15:23:41Z
Rdap Firm Age Years
13
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001692160
Edgar Registered
Yes
Edgar Filing Count
2
Edgar First Filing Date
2016-12-21
Edgar Last Filing Date
2017-02-23
Edgar Form D Count
2
Edgar Form D Offerings
2017-02-232017-02-23 · 0001692160-17-000001
2016-12-212016-12-21 · 0001692160-16-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
6
Bc Firm Active IA Count
6
Bc Firm IAR Count
6
Custodian Candidates
Full
Lpl Financial7
E*trade4
Edgar Addresses
Mailing
2200 N. RICHMOND STREET, SUITE 200APPLETON, WI 54911
Business
2200 N. RICHMOND STREET, SUITE 200APPLETON, WI 54911
Edgar EIN
813616267
Edgar Recent Filings
D/A2017-02-23 · 0001692160-17-000001
D2016-12-21 · 0001692160-16-000002
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-07-22T15:23:41Z
Rdap Domain Last Changed
2024-07-23T18:14:27Z
Rdap Nameservers
Ns55.domaincontrol.comNs56.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
4837579
Trust Company Affiliate
No

People (6)

6
ARMSTRONG, GREGORY, PAUL
IAR · Direct Owner · 37.5%
4837579
BRESLIN, HUGH, JOSEPH
IAR · Direct Owner · 37.5%
5179207
BROWN, KATIE, ANNE
IAR · Direct Owner · 17.5%
6158775
SCHUYLER L ENGELHARDT
IAR
5525159
NAVARONE FERNANDO SIMPSON
IAR
6172720
Tucker Dunn
IAR
6906284