SourcingSourcing

626 FINANCIAL, LLC

C36
CRD 306474·SEC 801-120219·PORTAGE, MI
AUM
$379.6M
$100M-$500M
Est. Revenue
$3.8M
@ 1% on AUM
Est. EBITDA
$1.1M
@ 30% margin
Est. Deal Value
$9.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
626 FINANCIAL, LLC
CRD
306474
SEC file #
801-120219
EIN
270477078
DBA names
—

Economics

AUM
$379.6M
AUM band
$100M-$500M
AUM trajectory
'22'26
$291.8M → $379.6M▲ +30%
Client mix
Individuals Other329
Individuals High Net Worth122

Operations

Employees (total)
5
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'21'26
4 advisors → 5 advisors▲ +25%
Primary office
PORTAGE MI
Branches
—

Custodian & Brokerage

Primary custodian
LPL Financiallow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUM

Filings

Latest ADV filing
02/12/2026
ADV-W filed at
—
Website
626financial.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ANDERTON, THOMAS, WILLIAM
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
ANDERTON, THOMAS, WILLIAM
SHRIMPLIN, BRANT
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
626FINANCIAL.COM
Rdap Domain Creation Date
2009-06-27T02:52:54Z
Rdap Firm Age Years
17
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001911035
Edgar Registered
Yes
Edgar Filing Count
22
Edgar First Filing Date
2022-02-14
Edgar Last Filing Date
2026-04-23
Edgar 13f Count
20
Edgar 13f Latest AUM Estimate
Filing Date2026-04-23
Accession0001951757-26-000723

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
5
Bc Firm IAR Count
5
Custodian Candidates
Full
Lpl Financial4
E*trade4
Edgar Addresses
Mailing
7950 MOORSBRIDGE ROADSUITE 104PORTAGE, MI 49024
Business
7950 MOORSBRIDGE ROADSUITE 104PORTAGE, MI 49024
Edgar EIN
270477078
Edgar Recent Filings
13F-HR2026-04-23 · 0001951757-26-000723
13F-HR2026-02-05 · 0001951757-26-000373
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-06-27T02:52:54Z
Rdap Domain Last Changed
2024-10-23T11:34:39Z
Rdap Nameservers
Drew.ns.cloudflare.comFiona.ns.cloudflare.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
4972508
Trust Company Affiliate
No

People (5)

5
SHRIMPLIN, BRANT
IAR · Direct Owner · 62.5%
4620977
ANDERTON, THOMAS, WILLIAM
IAR · Direct Owner · 62.5%
4972508
RYAN COLBY HOWARD
IAR
5704424
ANN DAVIS
IAR
5829092
KAREN DEBORAH MORSE
IAR
2200990