| A72 | MCCORMACK FINANCIAL PLANNING INC. CRD 136857 | GA | $115.7M | 3 | Pershing→ |
| B60 | THE STRATEGIC FINANCIAL ALLIANCE, INC. CRD 126514 | GA | $382.0M | 50 | Pershing→ |
| B56 | PHORCYS CAPITAL PARTNERS, LLC CRD 285635 | GA | $191.5M | — | Pershing→ |
| B51 | RIDGE CAPITAL MANAGEMENT, LLC CRD 127200 | GA | $186.0M | 3 | Pershing→ |
| C43 | NEPSIS, INC. CRD 141203 | MN | $344.5M | 14 | Pershing→ |
| C43 | WILLIS INVESTMENT COUNSEL INC CRD 111042 | GA | $4.23B | 6 | Pershing→ |
| C42 | PSC CAPITAL PARTNERS LLC CRD 165620 | MN | $240.8M | — | Pershing→ |
| C42 | MAESTRIA PARTNERS LLC CRD 328822 | GA | $350.4M | — | Pershing→ |
| C39 | PRCE MANAGEMENT LLC CRD 312533 | GA | $22.2M | — | Pershing→ |
| C39 | ABLES, IANNONE, MOORE & ASSOCIATES, INC. CRD 126942 | GA | $258.7M | 5 | Pershing→ |
| C38 | FSAM LLC CRD 287851 | GA | $138.4M | 15 | Pershing→ |
| C34 | STAIRWAY PARTNERS, LLC CRD 133157 | MN | $2.36B | 4 | Pershing→ |
| C32 | EHLERS INVESTMENT PARTNERS, LLC CRD 146385 | MN | $3.17B | 6 | Pershing→ |
| C32 | STRONG TOWER ADVISORY SERVICES LLC CRD 315106 | MN | $759.2M | 7 | Pershing→ |
| C27 | PFS INVESTMENTS INC. CRD 10111 | GA | $15.54B | 50 | Pershing→ |
| C24 | BALENTINE LLC CRD 152511 | GA | $5.54B | 16 | Pershing→ |
| C20 | NORTHLAND SECURITIES, INC. CRD 40258 | MN | $405.5M | 50 | Pershing→ |
| C16 | MIDWEST FINANCIAL PARTNERS INVESTMENTS, INC. CRD 173790 | MN | $1.52B | 9 | Pershing→ |
| C12 | DEEPWATER ASSET MANAGEMENT, LLC CRD 316507 | MN | $626.7M | 2 | Pershing→ |
| C11 | WOODBURY FINANCIAL SERVICES, INC. CRD 421 | MN | — | — | Pershing→ |
