SourcingSourcing

RIDGE CAPITAL MANAGEMENT, LLC

B51
CRD 127200·SEC 801-123375·ALPHARETTA, GA
AUM
$186.0M
$100M-$500M
Est. Revenue
$1.9M
@ 1% on AUM
Est. EBITDA
$558K
@ 30% margin
Est. Deal Value
$4.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
RIDGE CAPITAL MANAGEMENT, LLC
CRD
127200
SEC file #
801-123375
EIN
000000000
DBA names
—

Economics

AUM
$186.0M
AUM band
$100M-$500M
AUM trajectory
'23'26
$138.0M → $186.0M▲ +35%
Client mix
Individuals Other267
Individuals High Net Worth68
Corporations5

Operations

Employees (total)
6
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'23'26
4 advisors → 4 advisors▬ 0%
Primary office
ALPHARETTA GA
Branches
—

Custodian & Brokerage

Primary custodian
Pershinglow confidence
Services offered
Portfolio mgmt — individualsPension consulting
Fee basis
% of AUM

Filings

Latest ADV filing
03/26/2026
ADV-W filed at
—
Website
linkedin.com/company/ridge-capital-management-llc.(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ADAMS, SCOTT, JOSEPH
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
ADAMS, SCOTT, JOSEPH
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:ridge.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
96,550
Form 5500 Compensation Trajectory 3y
202596,550
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
96,550
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0001104150
Edgar Registered
Yes
Edgar Filing Count
19
Edgar First Filing Date
2006-12-29
Edgar Last Filing Date
2026-02-13
Edgar Form D Count
18
Edgar Form D Offerings
2026-02-132026-02-13 · 0001104150-26-000003
2025-01-242025-01-24 · 0001104150-25-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
3
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Pershing4
E*trade4
Edgar Addresses
Mailing
ELM RIDGE MANAGEMENT, LLC3 WEST MAIN STREET, 3RD FLOORIRVINGTON, NY 10533
Business
ELM RIDGE MANAGEMENT, LLC3 WEST MAIN STREET, 3RD FLOORIRVINGTON, NY 10533
Edgar EIN
000000000
Edgar Recent Filings
D/A2026-02-13 · 0001104150-26-000003
D/A2025-01-24 · 0001104150-25-000001
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
2567442
Trust Company Affiliate
No

People (3)

3
ADAMS, SCOTT, JOSEPH
IAR · Direct Owner · 87.5%
2567442
BRICE RANIER THOMPSON
IAR
4089166
COLLIN SCOTT ADAMS
IAR
6093012