SourcingSourcing

FSAM LLC

C38
CRD 287851·SEC 801-122054·ALPHARETTA, GA
AUM
$138.4M
$100M-$500M
Est. Revenue
$1.4M
@ 1% on AUM
Est. EBITDA
$415K
@ 30% margin
Est. Deal Value
$3.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
FSAM LLC
CRD
287851
SEC file #
801-122054
EIN
—
DBA names
—

Economics

AUM
$138.4M
AUM band
$100M-$500M
AUM trajectory
'22'26
$35.4M → $138.4M▲ +291%
Client mix
Individuals Other94
Corporations46
Individuals High Net Worth18

Operations

Employees (total)
14
Advisory staff (per ADV)
11
Advisory staff (5-yr trend)
'22'26
8 advisors → 11 advisors▲ +38%
Primary office
ALPHARETTA GA
Branches
—

Custodian & Brokerage

Primary custodian
Pershinglow confidence
Services offered
Portfolio mgmt — individuals
Fee basis
% of AUM

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
fssec.com

Compliance

Disclosures (firm)
3
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
HAWK, WILLIAM, HEATH
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
4
Control Persons
HAWK, WILLIAM, HEATH
SFYRIS, VASILEIOS, ALEXIOS
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
FSSEC.COM
Rdap Domain Creation Date
2010-07-21T16:46:06Z
Rdap Firm Age Years
16
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
14
Bc Firm Active IA Count
15
Bc Firm IAR Count
15
Custodian Candidates
Full
Pershing4
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-07-21T16:46:06Z
Rdap Domain Last Changed
2025-07-22T12:02:09Z
Rdap Nameservers
Ns1.vivipapaliaga.grNs2.vivipapaliaga.gr
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
2494928
Trust Company Affiliate
No

People (16)

16
SFYRIS, VASILEIOS, ALEXIOS
IAR · Direct Owner · 37.5%
4026992
HAWK, WILLIAM, HEATH
IAR · Direct Owner · 37.5%
2494928
BRENT TAYLOR WILLIAMS
Executive Officer · 2.5%
6041738
Norma Alejandra Delgado Vicencio
IAR
6987959
LOUIS ARMAND RODRIGUEZ NADER
IAR
826358
Jaime R Santiago Echandi
IAR
2464033
Brandon Warres
IAR
6926123
RAFAEL ANTONIO PAGAN MARXUACH
IAR
2863850
HECTOR A MARTINEZ
IAR
2533545
Jose Antonio Colberg Iturregui
IAR
6219647
JORGE ALBERTO MALDONADO
IAR
3239238
Manuel Alfonso Gonzalez Hinds
IAR
2375689
GERMAN RAMIREZDEARELLANO
IAR
1244421
LUIS CURRAIS LOPEZ
IAR
856211
RAUL JUAN ESCUDERO VILLETA
IAR
1357156
Edward Scott Hebditch
IAR
2749003