| C46 | GSSG SOLAR, LLC CRD 307493 | CO | $103.4M | — | Shareholders Service Group→ |
| C43 | CHELSEA ADVISORY SERVICES, INC CRD 150791 | NY | $147.4M | 30 | Hilltop Securities→ |
| C38 | SOUTHEASTERN ASSET MANAGEMENT INC. CRD 105276 | TN | $3.70B | — | Shareholders Service Group→ |
| C36 | HILLTOP SECURITIES INC. CRD 6220 | TX | $2.51B | 50 | Hilltop Securities→ |
| C34 | CROSSGATE WEALTH ADVISORS, LLC CRD 121856 | PA | $271.9M | 3 | Shareholders Service Group→ |
| C33 | GREENWOOD PINE PARTNERS, LLC CRD 314679 | TN | $22.9M | — | Shareholders Service Group→ |
| C32 | MOMENTUM INDEPENDENT NETWORK INC. CRD 17587 | TX | $1.61B | 50 | Hilltop Securities→ |
| C30 | SOUTHEASTERN ASSET MANAGEMENT INTERNATIONAL (SINGAPORE) PTE. LTD CRD 148494 | — | $702.7M | — | Shareholders Service Group→ |
| C27 | ARES SYSTEMATIC CREDIT LIMITED CRD 307090 | — | $9.89B | — | Shareholders Service Group→ |
| C25 | CION ARES MANAGEMENT, LLC CRD 284930 | NY | $8.00B | — | Shareholders Service Group→ |
| C22 | ARES CAPITAL MANAGEMENT II LLC CRD 157292 | CA | $19.64B | — | Shareholders Service Group→ |
| C22 | ARES COMMERCIAL REAL ESTATE MANAGEMENT LLC CRD 159050 | CA | $32.48B | — | Shareholders Service Group→ |
| C22 | STEPSTONE GROUP EUROPE ALTERNATIVE INVESTMENTS LIMITED CRD 284947 | — | $36.68B | — | Shareholders Service Group→ |
| C16 | HILLTOP SECURITIES ASSET MANAGEMENT, LLC CRD 110760 | TX | $37.70B | 25 | Hilltop Securities→ |