SourcingSourcing

SOUTHEASTERN ASSET MANAGEMENT INC.

C38
CRD 105276·SEC 801-11123·MEMPHIS, TN
AUM
$3.70B
$1B+
Est. Revenue
$37.0M
@ 1% on AUM
Est. EBITDA
$11.1M
@ 30% margin
Est. Deal Value
$88.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SOUTHEASTERN ASSET MANAGEMENT INC.
CRD
105276
SEC file #
801-11123
EIN
620951781
DBA names
—

Economics

AUM
$3.70B
AUM band
$1B+
AUM trajectory
'20'26
$14.06B → $3.70B▼ -74%
Client mix
Individuals High Net Worth7
Individuals Other5
Pension Profit Sharing Plans4
Investment Companies3
Pooled Investment Vehicles2

Operations

Employees (total)
29
Advisory staff (per ADV)
14
Advisory staff (5-yr trend)
'20'26
14 advisors → 14 advisors▬ 0%
Primary office
MEMPHIS TN
Branches
—

Custodian & Brokerage

Primary custodian
Shareholders Service Groupmedium confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — investment companiesPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/27/2026
ADV-W filed at
—
Website
southeasternasset.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
HAWKINS, OTIS, MASON
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
4
Control Persons
HAWKINS, OTIS, MASON
GLOTZBACH, RAYMOND, EUGENE
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
SOUTHEASTERNASSET.COM
Rdap Domain Creation Date
2010-04-14T20:37:55Z
Rdap Firm Age Years
16
Rdap Firm Age Band
10-20y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
2
Form 5500 Total Compensation
140,352
Form 5500 Compensation Trajectory 3y
2025140,352
Form 5500 Plan Count Trajectory 3y
20252
Schedule C Total Compensation
140,352
Schedule C Service Provider Rows
2

SEC EDGAR

Edgar Cik
0000807985
Edgar Registered
Yes
Edgar Filing Count
1,000
Edgar First Filing Date
2001-07-09
Edgar Last Filing Date
2026-05-15
Edgar 13f Count
102
Edgar 13f Latest AUM Estimate
Filing Date2026-05-15
Accession0001398344-26-009296

Compliance & brand

Firm Registration Status
active

All other collected signals (18)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Window
Shareholders Service Group1
Full
State Street4
E*trade4
Northern Trust2
Shareholders Service Group1
Edgar Addresses
Mailing
5100 POPLAR AVENUESUITE 2450MEMPHIS, TN 38137
Business
5100 POPLAR AVENUESUITE 2450MEMPHIS, TN 38137
Edgar EIN
620951781
Edgar Recent Filings
SCHEDULE 13G/A2026-05-15 · 0001398344-26-009304
13F-HR2026-05-15 · 0001398344-26-009296
Edgar Sic
0000
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2030-04-14T20:37:55Z
Rdap Domain Last Changed
2025-02-13T07:32:09Z
Rdap Nameservers
Adi.ns.cloudflare.comMark.ns.cloudflare.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
2316628
Trust Company Affiliate
No

People (4)

4
OTIS MASON HAWKINS
Direct Owner · 62.5%
2316628
GLOTZBACH, RAYMOND, EUGENE
Direct Owner · 37.5%
4552246
MCCARROLL, ANDREW, ROWAN
Executive Officer · 2.5%
4648830
PRESSGROVE, JESSICA, BOGGAN
Executive Officer · 2.5%
5966991