| B56 | KALAMATA ASSET MANAGEMENT LLC CRD 284328 | MD | $106.8M | 1 | Wells Fargo→ |
| C48 | CHAPIN DAVIS, INC CRD 28116 | MD | $642.8M | 25 | Wells Fargo→ |
| C47 | GEF MANAGEMENT CORPORATION CRD 107208 | MD | $116.0M | — | Wells Fargo→ |
| C38 | THREE MAGNOLIAS FINANCIAL ADVISORS, LLC CRD 114471 | NC | $487.1M | 5 | Wells Fargo→ |
| C36 | FOUNDRY GROUP, LLC CRD 159541 | CO | $3.50B | — | Wells Fargo→ |
| C32 | TRADEWINDS, LLC CRD 316415 | NC | $659.4M | 10 | Wells Fargo→ |
| C30 | LOMBARD ADVISERS INCORPORATED CRD 108231 | MD | $669.8M | 32 | Wells Fargo→ |
| C28 | WOODBOURNE CAPITAL MANAGEMENT INTERNATIONAL LP CRD 143980 | CO | $1.98B | — | Wells Fargo→ |
| C26 | CC MANAGEMENT GP, LLC CRD 168693 | NC | $1.39B | — | Wells Fargo→ |
| C25 | ENLIGHTENMENT CAPITAL, LLC CRD 166422 | MD | $2.12B | — | Wells Fargo→ |
| C23 | ABSHER WEALTH MANAGEMENT, LLC CRD 304642 | NC | $1.26B | 7 | Wells Fargo→ |
| C23 | WELLS FARGO INVESTMENT INSTITUTE, INC. CRD 133204 | NC | $43.00B | 49 | Wells Fargo→ |
| C21 | DELTA-V CAPITAL, LLC CRD 161800 | CO | $1.57B | 2 | Wells Fargo→ |
| C19 | WALKER & DUNLOP INVESTMENT PARTNERS, INC. CRD 165022 | CO | $2.70B | — | Wells Fargo→ |
| C8 | ROTUNDA CAPITAL PARTNERS, LLC CRD 290282 | MD | $1.61B | — | Wells Fargo→ |
