SourcingSourcing

THREE MAGNOLIAS FINANCIAL ADVISORS, LLC

C38
CRD 114471·SEC 801-60460·WINSTON SALEM, NC
AUM
$487.1M
$100M-$500M
Est. Revenue
$4.9M
@ 1% on AUM
Est. EBITDA
$1.5M
@ 30% margin
Est. Deal Value
$11.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
THREE MAGNOLIAS FINANCIAL ADVISORS, LLC
CRD
114471
SEC file #
801-60460
EIN
263838639
DBA names
Three Magnolias Financial Advisors

Economics

AUM
$487.1M
AUM band
$100M-$500M
AUM trajectory
'20'26
$337.3M → $487.1M▲ +44%
Client mix
Individuals High Net Worth455
Individuals Other144
Pension Profit Sharing Plans19

Operations

Employees (total)
7
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'20'26
5 advisors → 5 advisors▬ 0%
Primary office
WINSTON SALEM NC
Branches
—

Custodian & Brokerage

Primary custodian
Wells Fargomedium confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consultingSelection of other advisers
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
threemagnoliasfinancialadvisors.com

Compliance

Disclosures (firm)
1
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
JOHNSON, JENNIFER, WINGLER
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
JOHNSON, JENNIFER, WINGLER
REED, WESLEY, ROBERT
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
THREEMAGNOLIASFINANCIALADVISORS.COM
Rdap Domain Creation Date
2021-11-05T19:48:42Z
Rdap Firm Age Years
5
Rdap Firm Age Band
5-10y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002056795
Edgar Registered
Yes
Edgar Filing Count
6
Edgar First Filing Date
2025-02-14
Edgar Last Filing Date
2026-04-23
Edgar 13f Count
6
Edgar 13f Latest AUM Estimate
Filing Date2026-04-23
Accession0002056795-26-000002
Edgar Former Names
Blue Rock Wealth Management LLC

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
3
Bc Firm Active IA Count
5
Bc Firm IAR Count
5
Custodian Candidates
Window
Wells Fargo2
Full
Charles Schwab6
E*trade4
Wells Fargo2
Edgar Addresses
Mailing
110 OAKWOOD DRIVESTE 480WINSTON-SALEM, NC 27103
Business
110 OAKWOOD DRIVESTE 480WINSTON-SALEM, NC 27103
Edgar EIN
263838639
Edgar Recent Filings
13F-HR2026-04-23 · 0002056795-26-000002
13F-HR2026-01-20 · 0002056795-26-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-11-05T19:48:42Z
Rdap Domain Last Changed
2024-11-06T12:45:58Z
Rdap Nameservers
Ns01.domaincontrol.comNs02.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
4707808
Trust Company Affiliate
No

People (5)

5
JOHNSON, JENNIFER, WINGLER
IAR · Direct Owner · 87.5%
4707808
REED, WESLEY, ROBERT
IAR · Executive Officer · 2.5%
2873119
AUSTIN L CHILDRESS
IAR
8115561
JONATHAN P KACMARCIK
IAR
6213000
JAMES EUGENE HOLMES
IAR
2174697