| B59 | COORDINATED CAPITAL SECURITIES, INC. CRD 14762 | WI | $159.9M | 30 | Wells Fargo→ |
| C48 | ARK ADVISORS LLC CRD 167456 | IL | $195.6M | 2 | Wells Fargo→ |
| C46 | COTTONWOOD CAPITAL ADVISORS, LLC CRD 311272 | UT | $279.0M | 2 | Wells Fargo→ |
| C46 | CUSHING CAPITAL PARTNERS, LLC CRD 313497 | WI | $274.7M | 2 | Wells Fargo→ |
| C45 | TRIGRAN INVESTMENTS, INC. CRD 155200 | IL | $533.2M | — | Wells Fargo→ |
| C44 | GLADIUS CAPITAL MANAGEMENT LP CRD 152023 | UT | $2.88B | — | Wells Fargo→ |
| C41 | DECATHLON CAPITAL MANAGEMENT II, LLC CRD 175030 | UT | $266.7M | — | Wells Fargo→ |
| C41 | BKM WEALTH MANAGEMENT, LLC CRD 323928 | WI | $651.8M | 6 | Wells Fargo→ |
| C39 | ROMANO BROTHERS AND COMPANY CRD 3215 | IL | $1.54B | 13 | Wells Fargo→ |
| C33 | SG CAPITAL MANAGEMENT LLC CRD 134471 | IL | $1.38B | 1 | Wells Fargo→ |
| C32 | ALTERNATIVE INVESTMENT RESOURCE, LLC CRD 288165 | IL | $754.2M | — | Wells Fargo→ |
| C23 | THE CYNOSURE GROUP CRD 281399 | UT | $9.85B | 15 | Wells Fargo→ |
| C22 | WIND POINT ADVISORS LLC CRD 156485 | IL | $8.58B | — | Wells Fargo→ |
| C19 | KEYSTONE NATIONAL GROUP, LLC CRD 142885 | UT | $2.50B | — | Wells Fargo→ |
