SourcingSourcing

GLADIUS CAPITAL MANAGEMENT LP

C44
CRD 152023·SEC 801-70841·PARK CITY, UT
AUM
$2.88B
$1B+
Est. Revenue
$28.8M
@ 1% on AUM
Est. EBITDA
$8.6M
@ 30% margin
Est. Deal Value
$69.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
GLADIUS CAPITAL MANAGEMENT LP
CRD
152023
SEC file #
801-70841
EIN
383925578
DBA names
—

Economics

AUM
$2.88B
AUM band
$1B+
AUM trajectory
'20'26
$3.40B → $2.88B▼ -15%
Client mix
Pooled Investment Vehicles6
Investment Companies1
Pension Profit Sharing Plans1

Operations

Employees (total)
14
Advisory staff (per ADV)
6
Advisory staff (5-yr trend)
'20'26
8 advisors → 6 advisors▼ -25%
Primary office
PARK CITY UT
Branches
—

Custodian & Brokerage

Primary custodian
Wells Fargolow confidence
Services offered
Portfolio mgmt — investment companiesPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMFixed feesPerformance-based fees

Filings

Latest ADV filing
03/24/2026
ADV-W filed at
—
Website
gladiusgroup.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SETHI, PAVANDEEP, SINGH
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
4
Control Persons
SETHI, PAVANDEEP, SINGH
AMMANN, REAGAN, SCOTT
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
GLADIUSGROUP.COM
Rdap Domain Creation Date
2011-05-11T16:02:49Z
Rdap Firm Age Years
15
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001605702
Edgar Registered
Yes
Edgar Filing Count
4
Edgar First Filing Date
2014-04-22
Edgar Last Filing Date
2025-11-25
Edgar Form D Count
4
Edgar Form D Offerings
2025-11-252025-11-25 · 0001605702-25-000002
2016-06-302016-06-30 · 0001605702-16-000003

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Wells Fargo8
E*trade4
Morgan Stanley3
Northern Trust2
Jpmorgan2
Edgar Addresses
Mailing
77 WEST WACKER DRIVE, SUITE 3220CHICAGO, IL 60601
Business
77 WEST WACKER DRIVE, SUITE 3220CHICAGO, IL 60601
Edgar EIN
383925578
Edgar Recent Filings
D/A2025-11-25 · 0001605702-25-000002
D/A2016-06-30 · 0001605702-16-000003
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-05-11T16:02:49Z
Rdap Domain Last Changed
2026-05-12T14:03:15Z
Rdap Nameservers
Ns75.domaincontrol.comNs76.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
4292091
Trust Company Affiliate
No

People (3)

3
SETHI, PAVANDEEP, SINGH
Direct Owner · 87.5%
4292091
AMMANN, REAGAN, SCOTT
Executive Officer · 2.5%
4255373
MAGAC, ERIC, SIMON
Executive Officer · 2.5%
4327726