THE CYNOSURE GROUP

CRD

281399

SEC file #

801-107042

EIN

833276422

DBA names

Cynosure Group, Llc

Economics

AUM

$9.85B

AUM band

$1B+

AUM trajectory

'20 · $1.19B

'21 · $1.49B

'22 · $1.74B

'23 · $2.30B

'25 · $6.57B

'26 · $9.85B

'20'26

$1.19B → $9.85B▲ +727%

sec adv history

Client mix

Individuals High Net Worth	76
Pooled Investment Vehicles	60
Charitable Organizations	11
Other Investment Advisers	1

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'20 · 12 advisors

'21 · 18 advisors

'22 · 17 advisors

'23 · 11 advisors

'25 · 30 advisors

'26 · 30 advisors

'20'26

12 advisors → 30 advisors▲ +150%

sec adv history

Primary office

SALT LAKE CITY UT

Branches

—

Custodian & Brokerage

Primary custodian

Wells Fargolow confidence

adv brochure

Services offered

Financial planningPortfolio mgmt — individualsPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses

Fee basis

% of AUMFixed feesPerformance-based fees

Filings

Latest ADV filing

03/31/2026

ADV-W filed at

—

Website

cynosuregroup.com

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

ECCLES, CLISTA, HOPE

Top Owner Pct

37.5

Top Owner Entity Kind

Owner Count

Control Persons

ECCLES, CLISTA, HOPE

ECCLES, KRISTINE, LIFFERTH

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

Rdap Domain

CYNOSUREGROUP.COM

Rdap Domain Creation Date

2010-10-27T14:50:44Z

Rdap Firm Age Years

Rdap Firm Age Band

10-20y

Rdap Registrar

GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

Yes

Form 5500 Plan Count

Form 5500 Total Participants

Form 5500 Compensation Trajectory 3y

2024

Form 5500 Plan Count Trajectory 3y

2024

Schedule C Service Provider Rows

SEC EDGAR

Edgar Cik

0001771822

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2019-04-16

Edgar Last Filing Date

2019-04-16

Edgar Form D Count

Edgar Form D Offerings

2019-04-162019-04-16 · 0001192482-19-000197

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

Wells Fargo	58
Charles Schwab	9
Morgan Stanley	8
Jpmorgan	7
Fidelity	6

adv brochure

Edgar Addresses

Mailing

C/O THE CYNOSURE GROUP79 SOUTH MAIN STREET, 3RD FLOORSALT LAKE CITY, UT 84111

Business

C/O THE CYNOSURE GROUP79 SOUTH MAIN STREET, 3RD FLOORSALT LAKE CITY, UT 84111

Edgar EIN

833276422

Edgar Recent Filings

D2019-04-16 · 0001192482-19-000197

Firm Has Custody

Yes

Mailing Office Differs

Rdap Domain Expiration Date

2026-12-10T11:59:59Z

Rdap Domain Last Changed

2022-12-14T17:05:47Z

Rdap Nameservers

Ns07.domaincontrol.comNs08.domaincontrol.com

Rdap Secure Dns Enabled

Rdap Status

Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited

Top Owner CRD

6589577

Trust Company Affiliate

Yes

ECCLES, SPENCER, PETERSON

People (25)

IAR · Direct Owner · 37.5%

ECCLES, KRISTINE, LIFFERTH

Direct Owner · 37.5%

8067247

QUARLES, RANDAL, KEITH

Direct Owner · 37.5%

6067244

ECCLES, KATHERINE, ANN

6614570

LEE, RICHARD, GRANT

7298677

PAXMAN, ALYSON, NICOLE

5812995

TERAN, EMILY, MARVA

2907137

WINTER, ELYSE, BRITTNY