JAMES, DAVID, WILLIAM

A73

IAR CRD 1241412·Industry start 1984-04-05

Identity

Legal name

JAMES, DAVID, WILLIAM

CRD

1241412

NPN

—

Career

Previous employments

H. BECK, INC.2008-03-26

GUNNALLEN FINANCIAL, INC2007-10-16

Current branches

TRANSITIONAL BROKER LLC

LONE PEAK ADVISERS

Designations

—

Education

—

BrokerCheck signals

Industry start

1984-04-05

Est. age

64

Age confidence

—

Est. birth year

1962

BC active

Yes

IA active

Yes

Disclosures

Yes

Private residence

No

Firm affiliations

1

LONE PEAK ADVISERS, LLC

IAR · Direct Owner · 87.5% ownership