SourcingSourcing

LONE PEAK ADVISERS, LLC

A66
CRD 296772·SEC 801-127627·DRAPER, UT
AUM
$125.4M
$100M-$500M
Est. Revenue
$1.3M
@ 1% on AUM
Est. EBITDA
$376K
@ 30% margin
Est. Deal Value
$3.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
LONE PEAK ADVISERS, LLC
CRD
296772
SEC file #
801-127627
EIN
—
DBA names
Lone Peak Advisers

Economics

AUM
$125.4M
AUM band
$100M-$500M
AUM trajectory
'20'26
$115.0M → $125.4M▲ +9%
Client mix
Individuals Other855
Individuals High Net Worth50

Operations

Employees (total)
8
Advisory staff (per ADV)
8
Advisory staff (5-yr trend)
'20'26
4 advisors → 8 advisors▲ +100%
Primary office
DRAPER UT
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsSelection of other advisers
Fee basis
% of AUM

Filings

Latest ADV filing
03/03/2026
ADV-W filed at
—
Website
lonepeakadvisers.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
JAMES, DAVID, WILLIAM
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
JAMES, DAVID, WILLIAM
MYERS, BRAD, JEDD
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
LONEPEAKADVISERS.COM
Rdap Domain Creation Date
2018-07-31T21:30:02Z
Rdap Firm Age Years
8
Rdap Firm Age Band
5-10y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
24,000
Form 5500 Compensation Trajectory 3y
202524,000
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
24,000
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.3882
Soi Zip Pct 200k Plus
0.1871
Soi Zip Returns 200k Plus
4,160
Soi Zip Total AGI
3,479,725
Fdic Zip Total Deposits
992,095,193,000
Fdic Zip Branch Count
373
Fdic Zip Top Banks
Synchrony Bank
Optum Bank, Inc.

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
6
Bc Firm Active IA Count
8
Bc Firm IAR Count
8
Custodian Candidates
Full
Charles Schwab6
E*trade4
Interactive Brokers2
State Street1
Fdic Zip Branches Raw
First Security Bank of Utah, National AssociationDraper, UT
Draper Bank and TrustDraper, UT
Fdic Zip HHI
5815.58
Fdic Zip Top Bank Share Pct
75.53
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-07-31T21:30:02Z
Rdap Domain Last Changed
2025-08-01T16:01:26Z
Rdap Nameservers
Ns8.wixdns.netNs9.wixdns.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI60,021
Returns5,080
Stub 2
AGI140,957
Returns3,810
Stub 3
AGI174,514
Returns2,830
Soi Zip Total Business Income
66,309
Soi Zip Total Cap Gains
372,365
Soi Zip Total Dividends
62,317
Soi Zip Total Returns
22,230
Top Owner CRD
1241412
Trust Company Affiliate
No

People (8)

8
JAMES, DAVID, WILLIAM
IAR · Direct Owner · 87.5%
1241412
MYERS, BRAD, JEDD
IAR · Executive Officer · 2.5%
4171462
Jim Lee DeMuth
IAR
7521400
ZACH R ROYTER
IAR
6231100
David K Shackelford
IAR
7472279
AARON L HAMMER
IAR
4803779
THOMAS WALTER MULDER
IAR
1017836
LAURA CARRERA WARNOCK
IAR
4220434