ALLEN, JAMES, ROBERT

C33

IAR CRD 1882869·Industry start 1997-07-28

Identity

Legal name

ALLEN, JAMES, ROBERT

CRD

1882869

NPN

—

Career

Previous employments

USA FINANCIAL SECURITIES CORPORATION2016-06-07

LPL FINANCIAL LLC2015-07-17

Current branches

ANCHOR BAY SECURITIES, LLC

ANCHOR BAY PRIVATE WEALTH LLC

Designations

—

Education

—

BrokerCheck signals

Industry start

1997-07-28

Est. age

51

Age confidence

—

Est. birth year

1975

BC active

Yes

IA active

Yes

Disclosures

No

Private residence

No

Firm affiliations

2

ANCHOR BAY CAPITAL, INC.

IAR · Direct Owner · 37.5% ownership

ANCHOR BAY PRIVATE WEALTH LLC

IAR · Direct Owner · 37.5% ownership