SourcingSourcing

ANCHOR BAY PRIVATE WEALTH LLC

B52
CRD 327418·SEC 801-128521·CARLSBAD, CA
AUM
$51.7M
$25M-$100M
Est. Revenue
$517K
@ 1% on AUM
Est. EBITDA
$155K
@ 30% margin
Est. Deal Value
$1.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ANCHOR BAY PRIVATE WEALTH LLC
CRD
327418
SEC file #
801-128521
EIN
—
DBA names
—

Economics

AUM
$51.7M
AUM band
$25M-$100M
AUM trajectory
'25'26
$51.7M → $51.7M▬ 0%
Client mix
Individuals Other40
Individuals High Net Worth19

Operations

Employees (total)
7
Advisory staff (per ADV)
6
Advisory staff (5-yr trend)
'25'26
5 advisors → 6 advisors▲ +20%
Primary office
CARLSBAD CA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUM

Filings

Latest ADV filing
03/23/2026
ADV-W filed at
—
Website
anchorbayprivatewealth.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ALLEN, JAMES, ROBERT
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
ALLEN, JAMES, ROBERT
LARGE, MATTHEW, WILLIAM
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
ANCHORBAYPRIVATEWEALTH.COM
Rdap Domain Creation Date
2023-05-19T15:15:44Z
Rdap Firm Age Years
3
Rdap Firm Age Band
<5y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.3871
Soi Zip Pct 200k Plus
0.1795
Soi Zip Returns 200k Plus
2,550
Soi Zip Total AGI
2,146,431
Fdic Zip Total Deposits
45,963,568,000
Fdic Zip Branch Count
514
Fdic Zip Top Banks
Bank of America, National Association
Wells Fargo Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
2
Bc Firm Active IA Count
5
Bc Firm IAR Count
5
Custodian Candidates
Full
Charles Schwab6
E*trade4
Fdic Zip Branches Raw
First Interstate Bank of CaliforniaCarlsbad, CA
First Interstate Bank of CaliforniaCarlsbad, CA
Fdic Zip HHI
1081.38
Fdic Zip Top Bank Share Pct
24.29
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2029-05-19T15:15:44Z
Rdap Domain Last Changed
2026-05-20T17:50:59Z
Rdap Nameservers
Ns73.domaincontrol.comNs74.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI34,933
Returns2,880
Stub 2
AGI89,039
Returns2,410
Stub 3
AGI116,965
Returns1,890
Soi Zip Total Business Income
69,193
Soi Zip Total Cap Gains
265,688
Soi Zip Total Dividends
74,289
Soi Zip Total Returns
14,210
Top Owner CRD
1882869
Trust Company Affiliate
No

People (6)

6
ALLEN, JAMES, ROBERT
IAR · Direct Owner · 37.5%
1882869
Wrisley, Tanner, Manning
IAR · Direct Owner · 37.5%
6750564
MATTHEW WILLIAM LARGE
Direct Owner · 37.5%
6251338
Robert George Nathan
IAR
7746245
Cory Matthew Large
IAR
7553891
Stacey Lynn Buchholtz
IAR
7173059