ASEL, ROGER, STEVEN

C43

IAR CRD 2102267·Industry start 1990-11-12

Identity

Legal name

ASEL, ROGER, STEVEN

CRD

2102267

NPN

—

Career

Previous employments

SWS FINANCIAL SERVICES1997-07-22

CULLUM & SANDOW SECURITIES, INC.1996-01-05

Current branches

—

Designations

—

Education

—

BrokerCheck signals

Industry start

1990-11-12

Est. age

58

Age confidence

—

Est. birth year

1968

BC active

No

IA active

Yes

Disclosures

No

Private residence

No

Firm affiliations

1

CERTIFIED FINANCIAL STRATEGIES CORPORATION

IAR · Direct Owner · 37.5% ownership