SourcingSourcing

CERTIFIED FINANCIAL STRATEGIES CORPORATION

B61
CRD 114361·SEC 801-132742·DALLAS, TX
AUM
$133.3M
$100M-$500M
Est. Revenue
$1.3M
@ 1% on AUM
Est. EBITDA
$400K
@ 30% margin
Est. Deal Value
$3.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CERTIFIED FINANCIAL STRATEGIES CORPORATION
CRD
114361
SEC file #
801-132742
EIN
—
DBA names
—

Economics

AUM
$133.3M
AUM band
$100M-$500M
AUM trajectory
'25'26
$118.1M → $133.3M▲ +13%
Client mix
Individuals Other80
Individuals High Net Worth64
Other15
Corporations2
Pension Profit Sharing Plans1

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'25'26
2 advisors → 2 advisors▬ 0%
Primary office
DALLAS TX
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/06/2026
ADV-W filed at
—
Website
cfscorp.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
EDGERTON, JASON, ALAN
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
EDGERTON, JASON, ALAN
ASEL, ROGER, STEVEN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
CFSCORP.COM
Rdap Domain Creation Date
2007-02-08T19:52:53Z
Rdap Firm Age Years
19
Rdap Firm Age Band
10-20y
Rdap Registrar
DomainSpot LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab4
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2036-02-08T19:52:53Z
Rdap Domain Last Changed
2026-02-18T21:11:23Z
Rdap Nameservers
Ns1.domaindiscover.comNs2.domaindiscover.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
4453650
Trust Company Affiliate
No

People (2)

2
EDGERTON, JASON, ALAN
IAR · Direct Owner · 62.5%
4453650
ASEL, ROGER, STEVEN
IAR · Direct Owner · 37.5%
2102267