BAKER, JAMES, CHARLES

C33

IAR CRD 2930819·Industry start 1998-09-22

Identity

Legal name

BAKER, JAMES, CHARLES

CRD

2930819

NPN

—

Career

Previous employments

KA ASSOCIATES, INC.2005-03-30

UBS SECURITIES LLC2000-11-03

Current branches

—

Designations

—

Education

—

BrokerCheck signals

Industry start

1998-09-22

Est. age

50

Age confidence

—

Est. birth year

1976

BC active

No

IA active

Yes

Disclosures

No

Private residence

No

Firm affiliations

4

KAYNE ANDERSON CAPITAL ADVISORS, L.P.

IAR · Executive Officer · 2.5% ownership

KA FUND ADVISORS, LLC

IAR · Direct Owner · 37.5% ownership

KA CREDIT ADVISORS, LLC

KA CREDIT ADVISORS II, LLC