SourcingSourcing

KAYNE ANDERSON CAPITAL ADVISORS, L.P.

C28
CRD 104536·SEC 801-46991·HOUSTON, TX
AUM
$34.11B
$1B+
Est. Revenue
$341.1M
@ 1% on AUM
Est. EBITDA
$102.3M
@ 30% margin
Est. Deal Value
$818.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
KAYNE ANDERSON CAPITAL ADVISORS, L.P.
CRD
104536
SEC file #
801-46991
EIN
000000000
DBA names
—

Economics

AUM
$34.11B
AUM band
$1B+
AUM trajectory
'20'26
$25.07B → $34.11B▲ +36%
Client mix
Pooled Investment Vehicles94
Insurance Companies8
Corporations3
Investment Companies2
Pension Profit Sharing Plans2

Operations

Employees (total)
310
Advisory staff (per ADV)
142
Advisory staff (5-yr trend)
'20'26
133 advisors → 142 advisors▲ +7%
Primary office
HOUSTON TX
Branches
—

Custodian & Brokerage

Primary custodian
U.S. Banklow confidence
Services offered
Portfolio mgmt — investment companiesPortfolio mgmt — pooled vehiclesPortfolio mgmt — businessesOther Advisory Services
Fee basis
% of AUMFixed feesPerformance-based fees

Filings

Latest ADV filing
03/27/2026
ADV-W filed at
—
Website
facebook.com/kayneandersonfoundation(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
KAYNE, RICHARD, ALAN
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
13
Control Persons
KAYNE, RICHARD, ALAN
RABIL, ALBERT
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:kayneanderson.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
2
Form 5500 Total Participants
892
Form 5500 Compensation Trajectory 3y
20240
Form 5500 Plan Count Trajectory 3y
20242
Schedule C Service Provider Rows
2

SEC EDGAR

Edgar Cik
0001571335
Edgar Registered
Yes
Edgar Filing Count
2
Edgar First Filing Date
2013-03-11
Edgar Last Filing Date
2013-04-12
Edgar Form D Count
2
Edgar Form D Offerings
2013-04-122013-04-12 · 0001571335-13-000002
2013-03-112013-03-11 · 0001571335-13-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
U.s. Bank22
Pershing6
Goldman Sachs6
Morgan Stanley4
E*trade4
Edgar Addresses
Mailing
717 TEXAS AVENUESUITE 3100HOUSTON, TX 77002
Business
717 TEXAS AVENUESUITE 3100HOUSTON, TX 77002
Edgar EIN
000000000
Edgar Recent Filings
D/A2013-04-12 · 0001571335-13-000002
D2013-03-11 · 0001571335-13-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
265609
Trust Company Affiliate
Yes

People (12)

12
KAYNE, RICHARD, ALAN
Direct Owner · 37.5%
265609
RABIL, ALBERT
Direct Owner · 17.5%
3167981
SINNOTT, ROBERT, VOSE
Direct Owner · 17.5%
2153155
BLANK, PAUL, STUART
Direct Owner · 7.5%
4126840
BAKER, JAMES, CHARLES
IAR · Executive Officer · 2.5%
2930819
Barbabella, Matthew, J
Executive Officer · 2.5%
7521288
GOODWILLIE, DOUGLAS, LINN
Executive Officer · 2.5%
2937070
O'NEIL, MICHAEL, JOSEPH
Executive Officer · 2.5%
6043576
QUINN, TERRENCE, JEROME
Executive Officer · 2.5%
1673911
SELZNICK, SYDNEY
Executive Officer · 2.5%
6932309
STAPLETON, PAUL, FRANCIS
Executive Officer · 2.5%
4848451
WEINGEIST, DANIEL, MOSIES
Executive Officer · 2.5%
1989684