HUMPHREYS, MARK, ROUGH

C33

IAR CRD 2934648·Industry start 1997-09-17

Identity

Legal name

HUMPHREYS, MARK, ROUGH

CRD

2934648

NPN

—

Career

Previous employments

T.S. PHILLIPS INVESTMENTS, INC.2003-04-25

PRUDENTIAL SECURITIES INCORPORATED2001-10-19

Current branches

—

Designations

—

Education

—

BrokerCheck signals

Industry start

1997-09-17

Est. age

51

Age confidence

—

Est. birth year

1975

BC active

No

IA active

Yes

Disclosures

No

Private residence

No

Firm affiliations

1

LIG CAPITAL MANAGEMENT, LLC

IAR · Direct Owner · 37.5% ownership