SourcingSourcing

LIG CAPITAL MANAGEMENT, LLC

C41
CRD 130489·SEC 801-125846·OKLAHOMA CITY, OK
AUM
$250.4M
$100M-$500M
Est. Revenue
$2.5M
@ 1% on AUM
Est. EBITDA
$751K
@ 30% margin
Est. Deal Value
$6.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
LIG CAPITAL MANAGEMENT, LLC
CRD
130489
SEC file #
801-125846
EIN
—
DBA names
—

Economics

AUM
$250.4M
AUM band
$100M-$500M
AUM trajectory
'23'26
$127.7M → $250.4M▲ +96%
Client mix
Individuals Other341
Individuals High Net Worth65
Pension Profit Sharing Plans7
Corporations3

Operations

Employees (total)
4
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'23'26
4 advisors → 4 advisors▬ 0%
Primary office
OKLAHOMA CITY OK
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsOther Advisory Services
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
04/08/2026
ADV-W filed at
—
Website
ligcam.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
HUMPHREYS, MARK, ROUGH
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
4
Control Persons
HUMPHREYS, MARK, ROUGH
LORENZEN, CHRIS, JAMES
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
LIGCAM.COM
Rdap Domain Creation Date
2009-01-28T19:09:13Z
Rdap Firm Age Years
17
Rdap Firm Age Band
10-20y
Rdap Registrar
Squarespace Domains II LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Charles Schwab10
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-01-28T19:09:13Z
Rdap Domain Last Changed
2026-01-13T20:13:49Z
Rdap Nameservers
Ns-cloud-c1.googledomains.comNs-cloud-c2.googledomains.comNs-cloud-c3.googledomains.comNs-cloud-c4.googledomains.com
Rdap Secure Dns Enabled
Yes
Rdap Status
Client Delete ProhibitedClient Transfer Prohibited
Top Owner CRD
2934648
Trust Company Affiliate
No

People (5)

5
MCCUAN, STUART, LEE
IAR · Direct Owner · 37.5%
5771702
HUMPHREYS, MARK, ROUGH
IAR · Direct Owner · 37.5%
2934648
LORENZEN, CHRIS, JAMES
IAR · Direct Owner · 37.5%
4154864
MEGAN LEIGH BROWN
Executive Officer · 2.5%
5260932
JULIE MARIE MAHANAY
IAR
5434412